SERONE CAPITAL MANAGEMENT LLP
Latest filing: Mar 21, 2025 (42 days ago)
AUM
$2,779,955,228
39% change vs. 1 year ago
130% change vs. 3 years ago
474% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
37
19% change vs. 1 year ago
48% change vs. 3 years ago
118% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LONDON,
110 CANNON STREET, LONDON, , UNITED KINGDOM, EC4N 6EU
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.8 |
| Non-Discretionary | $0.0 |
| Total | $2.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.3 |
| Institutional | $1.4 |
| Total | $2.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 9% | $0.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 21% | $0.3 |
| Other | 68% | $1.0 |
| Total | 99% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SERONE CAPITAL MANAGEMENT GP2 LIMITED | $0.0 | - | |
| SERONE CAPITAL MANAGEMENT (CAYMAN) LIMITED | $0.0 | - | |
| SERONE EUROPEAN SPECIAL SITUATIONS GP LIMITED | $0.0 | - | |
| SERONE CAPITAL MANAGEMENT GP LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| SERVIS, NEIL, (NO MIDDLE NAME) | CHIEF EXECUTIVE OFFICER AND OWNER, OWNER |
| KING, ADRIAN, NICHOLAS | CHIEF OPERATING OFFICER |
| WALIA, SARBJIT, SINGH | CHIEF INVESTMENT OFFICER |
| MCLEAN, ALAN, STUART | CHIEF RISK OFFICER |
| LIKHOSHERSTOV, SERGEY, (NMN) | CHIEF COMPLIANCE OFFICER |
| ESTEGHAMAT, KIAN, (NMN) | SHAREHOLDER |
| QI, QI, (NMN) | CHIEF FINANCIAL OFFICER |
| ESBER, ELIAS, (NMN) | SHAREHOLDER |
| RODRIGUEZ, FRANCISCO, FELIX | SHAREHOLDER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $2.8 | $0.0 | 0% | 37 | 0 | 0% |
| 2024-04-02 | $2.0 | $0.8 | 39% | 31 | 6 | 19% |
| 2023-04-04 | $1.5 | $1.3 | 87% | 28 | 9 | 32% |
| 2022-04-01 | $1.2 | $1.6 | 130% | 25 | 12 | 48% |
| 2021-04-05 | $0.8 | $2.0 | 237% | 18 | 19 | 106% |
| 2020-04-01 | $0.5 | $2.3 | 474% | 17 | 20 | 118% |
| 2019-04-01 | $0.4 | $2.4 | 558% | 14 | 23 | 164% |
| 2018-04-02 | $0.2 | $2.5 | 1073% | 12 | 25 | 208% |
| 2017-04-01 | $0.1 | $2.7 | 2360% | 9 | 28 | 311% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV