SHELLMAN INVESTMENT MANAGEMENT, LLC

Latest filing: Mar 20, 2025 (101 days ago)
View on IAPD
Adviser Website

AUM

$157,298,501
13% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
33% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

CORAL GABLES, FL
2525 PONCE DE LEON BLVD, CORAL GABLES, FL, UNITED STATES, 33134

Client AUM

Discretion AUM
Discretionary $0.2
Non-Discretionary $0.0
Total $0.2
Client AUM
Retail $0.2
Pooled $0.0
Institutional $0.0
Total $0.2
Retail Accounts AUM
Individual 68 $0.0
Average Individual AUM $373,973
HNW 42 $0.1
Average HNW AUM $3,139,722
Retail Total 110 $0.2
Average Retail AUM $1,429,986

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MORGAN STANLEY & CO. LLC NEW YORK-NY-USA $0.1
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 97% $0.2
Other Pools 0% $0.0
Cash 2% $0.0
Other 0% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
INNOVA ADVISORS LLC $0.2 318958
SHELLMAN S.A. $0.0 -
SEMINARIO SECURITIES LLC $0.0 broker-dealer 315218

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
SHELLMAN, STEPHANIE, LYNN OWNER AND CHIEF EXECUTIVE OFFICER
SHAH, RAJIV CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
AGUSTIN ETCHEVERRY CORAL GABLES FL S65|2023-06-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.2 $0.0 0% 4 0 0%
2025-04-21 $0.2 $0.0 0% 4 0 0%
2024-04-02 $0.1 $0.0 13% 3 1 33%
2023-04-04 $0.1 $0.0 9% 3 1 33%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, FL-07/28/2022
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV