SHEPHERD FINANCIAL PARTNERS, LLC
Latest filing: Mar 26, 2025 (91 days ago)
AUM
$1,138,180,837
17% change vs. 1 year ago
34% change vs. 3 years ago
107% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
21
-9% change vs. 1 year ago
5% change vs. 3 years ago
17% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WINCHESTER, MA
1004 MAIN STREET, WINCHESTER, MA, UNITED STATES, 01890
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 392 | $0.1 |
| Average Individual AUM | $262,837 | |
| HNW | 300 | $0.9 |
| Average HNW AUM | $3,064,414 | |
| Retail Total | 692 | $1.0 |
| Average Retail AUM | $1,477,394 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| LPL FINANCIAL LLC | BOSTON-MA-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 27% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 69% | $0.8 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| SHEPHERD, ROBERT, MARK | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER |
| LAWLER, JANE, GOLDEN | CHIEF OPERATING OFFICER |
| KUHLMAN, STEVE, LEE | MANAGING DIRECTOR |
| DAVIES, BRIAN, GEORGE | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN DAVIES | WINCHESTER | MA | S63|2018-08-07 | CHARTERED FINANCIAL ANALYST | |||||
| STEVE KUHLMAN | WINCHESTER | MA | S65|2015-11-10|S63|2016-07-25 | ||||||
| STEVEN ST. PIERRE | WINCHESTER | MA | S63|1998-12-22|S65|1999-12-15 | CERTIFIED FINANCIAL PLANNER | |||||
| PAUL BOURGEOIS | WINCHESTER | MA | S63|1987-08-26|S66|2005-07-12 | CERTIFIED FINANCIAL PLANNER | |||||
| SAMUEL SHEPHERD | WINCHESTER | MA | S66|2017-06-06 | CHARTERED FINANCIAL ANALYST | |||||
| JAMES LISTER | WINCHESTER | MA | S63|2007-10-26|S66|2011-04-16 | ||||||
| ROBERT PAONE | WINCHESTER | MA | S66|2022-11-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.1 | $0.0 | 0% | 21 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 21 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.2 | 17% | 23 | -2 | -9% |
| 2023-04-04 | $0.8 | $0.3 | 43% | 23 | -2 | -9% |
| 2022-04-01 | $0.8 | $0.3 | 34% | 20 | 1 | 5% |
| 2021-04-05 | $0.7 | $0.5 | 66% | 17 | 4 | 24% |
| 2020-04-01 | $0.5 | $0.6 | 107% | 18 | 3 | 17% |
| 2019-04-01 | $0.8 | $0.3 | 42% | 27 | -6 | -22% |
| 2018-04-02 | $0.7 | $0.4 | 65% | 26 | -5 | -19% |
| 2017-04-01 | $0.6 | $0.6 | 98% | 25 | -4 | -16% |
| 2016-04-01 | $0.3 | $0.8 | 265% | 20 | 1 | 5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-11/08/2023, CA-08/24/2015, FL-05/31/2016, GA-12/23/2020, IL-04/14/2023, LA-08/24/2015, MA-08/24/2015, MD-03/30/2023, ME-08/24/2015, NC-08/13/2024, NH-08/24/2015, NJ-03/26/2025, NY-10/28/2016, PA-03/31/2021, RI-08/24/2015, TX-08/24/2015, UT-06/26/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV