SIGNATURE FINANCIAL SERVICES, LTD
Latest filing: Mar 05, 2025 (210 days ago)
AUM
$227,070,000
12% change vs. 1 year ago
5% change vs. 3 years ago
60% change vs. 5 years ago
18% change vs. 10 years ago
Employee Count
12
-14% change vs. 1 year ago
-37% change vs. 3 years ago
-43% change vs. 5 years ago
-61% change vs. 10 years ago
Main Office
ARLINGTON HEIGHTS, IL
855 EAST GOLF ROAD, SUITE 2128, ARLINGTON HEIGHTS, IL, UNITED STATES, 60005
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 203 | $0.1 |
| Average Individual AUM | $448,695 | |
| HNW | 117 | $0.1 |
| Average HNW AUM | $839,744 | |
| Retail Total | 320 | $0.2 |
| Average Retail AUM | $591,672 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.1 |
| SEI PRIVATE TRUST CO. | OAKS-PA-USA | $0.1 |
| AMERICAN FUNDS | INDIANAPOLIS-IN-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SIGNATURE BROKERAGE SERVICES, LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
14 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TERESA MITCHELL | ARLINGTON HEIGHTS | IL | S63|2001-01-18|S65|2001-11-16 | CERTIFIED FINANCIAL PLANNER | |||||
| LINDA FOLTOS-MAHLER | ARLINGTON HEIGHTS | IL | S66|1999-12-28 | ||||||
| THOMAS BRODERICK | ARLINGTON HEIGHTS | IL | S63|2000-10-27|S65|2000-10-13 | ||||||
| TIMOTHY OLMSTEAD | ARLINGTON HEIGHTS | IL | S63|1991-09-19|S66|2009-02-27 | ||||||
| MARVIN REINGLASS | ARLINGTON HEIGHTS | IL | S66|1999-12-27 | ||||||
| MICHAEL APPLEBAUM | ARLINGTON HEIGHTS | IL | S66|1999-06-29 | ||||||
| BRADLEY KMETZ | ARLINGTON HEIGHTS | IL | S63|2011-11-04|S65|2012-05-15 | ||||||
| DAVID MARLETT | ARLINGTON HEIGHTS | IL | S63|2003-05-10|S65|1999-10-18 | ||||||
| SUSAN SZALCZYNSKI | ARLINGTON HEIGHTS | IL | S66|1999-10-22 | ||||||
| KYLE TUCKER | ARLINGTON HEIGHTS | IL | S66|2023-03-17 | ||||||
| BRADLEY WALTON | ARLINGTON HEIGHTS | IL | S63|1991-11-01|S65|1998-08-04 | ||||||
| RICHARD THOMAS | ARLINGTON HEIGHTS | IL | S63|1994-12-15|S65|1999-12-07 | ||||||
| MATTHEW MOULTON | ARLINGTON HEIGHTS | IL | S66|2019-04-23 | ||||||
| ROBERT SABIN | ARLINGTON HEIGHTS | IL | S63|2001-02-28|S65|2001-02-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 12% | 14 | -2 | -14% |
| 2023-04-04 | $0.2 | $0.0 | 27% | 19 | -7 | -37% |
| 2022-04-01 | $0.2 | $0.0 | 5% | 19 | -7 | -37% |
| 2021-04-05 | $0.2 | $0.1 | 32% | 21 | -9 | -43% |
| 2020-04-01 | $0.1 | $0.1 | 60% | 21 | -9 | -43% |
| 2019-04-01 | $0.2 | $0.0 | 27% | 22 | -10 | -45% |
| 2018-04-02 | $0.2 | $0.1 | 29% | 25 | -13 | -52% |
| 2017-04-01 | $0.1 | $0.1 | 69% | 31 | -19 | -61% |
| 2016-04-01 | $0.2 | $0.0 | 18% | 31 | -19 | -61% |
| 2015-04-01 | $0.2 | $0.0 | 18% | 31 | -19 | -61% |
| 2014-04-01 | $0.1 | $0.1 | 66% | 31 | -19 | -61% |
| 2013-04-01 | $0.1 | $0.1 | 96% | 31 | -19 | -61% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AZ-03/05/2025, CA-03/05/2025, FL-12/10/2021, IL-05/27/2005, IN-03/05/2025, SC-03/05/2025, TX-05/27/2005 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV