AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 63 | $0.0 |
| Average Individual AUM | $126,281 | |
| HNW | 12 | $0.1 |
| Average HNW AUM | $7,426,205 | |
| Retail Total | 75 | $0.1 |
| Average Retail AUM | $1,294,269 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 34% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 43% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 12% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $0.0 |
| Other Pools | 3% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| HOWARD YE | IRVINE | CA | S63|1995-10-03|S65|1998-12-22 | ||||||
| KANA LIU | IRVINE | CA | S65|2019-12-26 | ||||||
| BING CAO | IRVINE | CA | S65|2020-03-05 | ||||||
| XIAOLIAN WANG | IRVINE | CA | S65|2022-01-29 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | -6% | 3 | -1 | -33% |
| 2023-04-04 | $0.1 | $0.0 | -7% | 3 | -1 | -33% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-01/10/2022, TX-11/16/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV