AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.2 |
Non-Discretionary | $0.0 |
Total | $0.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.2 |
Total | $0.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 5 | $0.0 |
Average Individual AUM | $1,530,343 | |
HNW | 5 | $0.0 |
Average HNW AUM | $5,407,381 | |
Retail Total | 10 | $0.0 |
Average Retail AUM | $3,468,862 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
J.P. MORGAN SECURITIES LLC | DALLAS-TX-USA | $0.1 |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DALLAS-TX-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.2 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.2 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 77% | $0.2 |
Equity Non-Exch | 2% | $0.0 |
Govt Agency | 9% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 9% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
2 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
PAMELA BENNINGFIELD | DALLAS | TX | S63|1998-01-19|S65|2000-08-04 | ||||||
WILLIAM CORRIGAN | DALLAS | TX | S66|2004-02-05 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $0.2 | $0.0 | 0% | 2 | 0 | 0% |
2025-04-21 | $0.2 | $0.0 | 0% | 2 | 0 | 0% |
2024-04-02 | $0.2 | $0.0 | 4% | 2 | 0 | 0% |
2023-04-04 | $0.2 | $0.0 | 6% | 2 | 0 | 0% |
2022-04-01 | $0.2 | $0.0 | 3% | 2 | 0 | 0% |
2021-04-05 | $0.2 | $0.1 | 31% | 2 | 0 | 0% |
2020-04-01 | $0.2 | $0.0 | 14% | 2 | 0 | 0% |
2019-04-01 | $0.2 | $0.1 | 31% | 2 | 0 | 0% |
2018-04-02 | $0.2 | $0.0 | 26% | 2 | 0 | 0% |
2017-04-01 | $0.2 | $0.1 | 41% | 2 | 0 | 0% |
2016-04-01 | $0.1 | $0.1 | 58% | 2 | 0 | 0% |
2015-04-01 | $0.2 | $0.0 | 25% | 2 | 0 | 0% |
2014-04-01 | $0.2 | $0.1 | 30% | 2 | 0 | 0% |
2013-04-01 | $0.1 | $0.1 | 56% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, CA-08/12/2011, CO-03/20/2015, DE-08/18/2008, FL-03/25/2011, MT-03/20/2015, NM-08/12/2011, TX-08/19/2008, UT-08/17/2011 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV