SOFI WEALTH LLC
Latest filing: Feb 27, 2025 (119 days ago)
AUM
$1,475,104,376
56% change vs. 1 year ago
130% change vs. 3 years ago
966% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
80
14% change vs. 1 year ago
70% change vs. 3 years ago
220% change vs. 5 years ago
3900% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
234 1ST STREET, SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.5 |
| Non-Discretionary | $0.0 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 265,000 | $1.4 |
| Average Individual AUM | $5,448 | |
| HNW | 19 | $0.0 |
| Average HNW AUM | $1,657,911 | |
| Retail Total | 265,019 | $1.5 |
| Average Retail AUM | $5,566 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| APEX CLEARING CORPORATION | DALLAS-TX-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 100% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SOFI SECURITIES (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| SOCIAL FINANCE LIFE INSURANCE AGENCY LLC | $0.0 | - | |
| SOFI CAPITAL ADVISORS LLC | $0.0 | 165784 | |
| SOFI SECURITIES LLC | $0.0 | broker-dealer | 151717 |
| SOFI BANK, N.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
71 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEFANIE SWEZEY | SAN FRANCISCO | CA | S63|2010-12-20|S66|2013-11-04 | ||||||
| EDUARDO ALFARO | SAN FRANCISCO | CA | S63|2015-07-20|S66|2016-10-14 | ||||||
| CHRISTOPHER PATZELT-RUSSO | SAN FRANCISCO | CA | S66|2016-04-01 | ||||||
| JORGE DE OLIVEIRA NETO | SAN FRANCISCO | CA | S63|2014-10-01|S65|2019-06-11 | ||||||
| JOHNNY MAZZEO | SAN FRANCISCO | CA | S63|2005-01-07|S65|2010-05-20 | ||||||
| THERESA COMBS | SAN FRANCISCO | CA | S63|2017-09-28|S65|2018-07-11 | ||||||
| CHARRISSA WRIGHT | SAN FRANCISCO | CA | S63|2006-11-28|S66|2009-12-28 | ||||||
| ELIZABETH BARTLETT | SAN FRANCISCO | CA | S63|2010-03-05|S66|2012-06-14 | ||||||
| CANDICE GILMAN | SAN FRANCISCO | CA | S66|2008-10-06 | ||||||
| CHARLES HALL | SAN FRANCISCO | CA | S63|2015-09-29|S66|2017-06-29 | ||||||
| BRANDON PETERSEN | SAN FRANCISCO | CA | S63|2016-07-15|S66|2020-10-03 | ||||||
| ERIN DANIEL | SAN FRANCISCO | CA | S66|2018-04-19 | ||||||
| SAMI HUSEINOVIC | SAN FRANCISCO | CA | S65|2019-05-18|S63|2019-04-15 | ||||||
| JUSTIN RALEIGH | SAN FRANCISCO | CA | S63|2005-10-06|S65|2016-10-24 | ||||||
| TAMELA ROBINSON | SAN FRANCISCO | CA | S63|2001-09-04|S65|2005-08-12 | ||||||
| MICHAEL EBEL | SAN FRANCISCO | CA | S66|2023-11-25 | ||||||
| ANDREW EVENER | SAN FRANCISCO | CA | S66|2019-12-19 | ||||||
| RICHARD JONES | SAN FRANCISCO | CA | S63|2006-07-06|S66|2013-09-20 | ||||||
| NIKITA SHAH | SAN FRANCISCO | CA | S63|2016-05-24|S66|2017-03-06 | ||||||
| SPENCER PAGE | SAN FRANCISCO | CA | S66|2020-08-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.5 | $0.0 | 0% | 80 | 0 | 0% |
| 2025-04-21 | $1.5 | $0.0 | 0% | 80 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.5 | 56% | 70 | 10 | 14% |
| 2023-04-04 | $0.7 | $0.8 | 120% | 70 | 10 | 14% |
| 2022-04-01 | $0.6 | $0.8 | 130% | 47 | 33 | 70% |
| 2021-04-05 | $0.3 | $1.1 | 336% | 47 | 33 | 70% |
| 2020-04-01 | $0.1 | $1.3 | 966% | 25 | 55 | 220% |
| 2019-04-01 | $0.1 | $1.4 | 1757% | 20 | 60 | 300% |
| 2018-04-02 | $0.0 | $1.4 | 3294% | 49 | 31 | 63% |
| 2017-04-01 | $0.0 | $1.5 | 11943% | 13 | 67 | 515% |
| 2016-04-01 | $0.0 | $1.5 | 202524% | 6 | 74 | 1233% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 2 | 78 | 3900% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 2 | 78 | 3900% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-06/14/2013, AL-06/14/2013, AR-06/14/2013, AZ-06/14/2013, CA-06/14/2013, CO-06/14/2013, CT-06/14/2013, DC-06/14/2013, DE-06/14/2013, FL-06/14/2013, GA-06/14/2013, HI-06/14/2013, IA-06/14/2013, ID-06/14/2013, IL-06/14/2013, IN-06/14/2013, KS-06/14/2013, KY-06/14/2013, LA-06/14/2013, MA-06/14/2013, MD-06/14/2013, ME-06/14/2013, MI-06/14/2013, MN-06/14/2013, MO-06/14/2013, MS-06/14/2013, MT-06/14/2013, NC-06/14/2013, ND-06/14/2013, NE-06/14/2013, NH-06/14/2013, NJ-06/21/2013, NM-06/14/2013, NV-06/14/2013, NY-06/14/2013, OH-06/14/2013, OK-06/14/2013, OR-06/14/2013, PA-06/14/2013, RI-06/14/2013, SC-06/14/2013, SD-06/14/2013, TN-06/14/2013, TX-06/14/2013, UT-06/14/2013, VA-06/14/2013, VI-06/14/2013, VT-06/14/2013, WA-06/14/2013, WI-06/14/2013, WV-06/14/2013, WY-03/30/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV