SOUND POINT LUNA LLC
Latest filing: Mar 31, 2025 (70 days ago)
AUM
$11,410,848,396
-17% change vs. 1 year ago
-38% change vs. 3 years ago
-23% change vs. 5 years ago
-58% change vs. 10 years ago
Employee Count
44
238% change vs. 1 year ago
-48% change vs. 3 years ago
-63% change vs. 5 years ago
-84% change vs. 10 years ago
Main Office
NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $11.4 |
| Non-Discretionary | $0.0 |
| Total | $11.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $11.4 |
| Institutional | $0.0 |
| Total | $11.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 46% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 54% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $56.8 | 156521 | |
| SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC | $0.6 | 329887 | |
| SOUND POINT SENIOR GP II, LLC | $0.0 | - | |
| SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC | $0.0 | - | |
| SPCRE INPOINT ADVISORS LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (GP) LTD. | $0.0 | - | |
| SOUND POINT U.S. LENDING I GP, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP II, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP II, LLC | $0.0 | - | |
| SOUND POINT CLO MANAGEMENT GP, LLC | $0.0 | - | |
| SOUND POINT CO-INVEST GP, LLC | $0.0 | - | |
| SOUND POINT GP PARENT, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP, LLC | $0.0 | - | |
| SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC | $0.0 | - | |
| SOUND POINT HARBOR FUND GP LLC | $0.0 | - | |
| SOUND POINT DISCOVERY MANAGER, LLC | $0.0 | - | |
| SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED | $0.0 | - | |
| SOUND POINT CLO WAREHOUSE II GP, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN FUND GP LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL | $0.0 | - | |
| SOUND POINT SENIOR GP, LLC | $0.0 | - | |
| SOUND POINT CRE MANAGEMENT, LP | $0.0 | - | |
| SOUND POINT GLS GP LLC | $0.0 | - | |
| SOUND POINT LUNA GP HOLDINGS LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP S.A R.L. | $0.0 | - | |
| SOUND POINT ASSET BACKED GP, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II GP, LLC | $0.0 | - | |
| SOUND POINT CLO C-MOA, LLC | $0.0 | - | |
| SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC | $0.0 | - | |
| SOUND POINT CLO GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT UK, LLP | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT, LP | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS I GP, LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS II GP, LLC | $0.0 | - | |
| SOUND POINT CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| SOUND POINT BEACON GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| KETCHUM, STEPHEN, JEROME | CHIEF EXECUTIVE OFFICER, MEMBER |
| GERLITZ, KEVIN, PETER | CHIEF FINANCIAL OFFICER |
| RUBERTI, WENDY, LYNNE | GENERAL COUNSEL |
| SEELAUS, SARAH, ZELLER | CHIEF OPERATING OFFICER |
| SAYAGO, ANDREA, J.S. | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $11.4 | $0.0 | 0% | 44 | 0 | 0% |
| 2025-04-21 | $11.4 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $13.8 | -$2.4 | -17% | 13 | 31 | 238% |
| 2023-04-04 | $16.7 | -$5.3 | -32% | 100 | -56 | -56% |
| 2022-04-01 | $18.3 | -$6.9 | -38% | 85 | -41 | -48% |
| 2021-04-05 | $13.7 | -$2.3 | -17% | 95 | -51 | -54% |
| 2020-04-01 | $14.8 | -$3.4 | -23% | 120 | -76 | -63% |
| 2019-04-01 | $30.4 | -$19.0 | -63% | 227 | -183 | -81% |
| 2018-04-02 | $17.4 | -$6.0 | -34% | 221 | -177 | -80% |
| 2017-04-01 | $22.8 | -$11.4 | -50% | 214 | -170 | -79% |
| 2016-04-01 | $34.2 | -$22.8 | -67% | 260 | -216 | -83% |
| 2015-04-01 | $27.5 | -$16.1 | -58% | 272 | -228 | -84% |
| 2014-04-01 | $27.8 | -$16.4 | -59% | 213 | -169 | -79% |
| 2013-04-01 | $17.7 | -$6.3 | -36% | 156 | -112 | -72% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NY-03/30/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV