AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 929 | $0.1 |
| Average Individual AUM | $145,057 | |
| HNW | 428 | $0.4 |
| Average HNW AUM | $884,826 | |
| Retail Total | 1,357 | $0.5 |
| Average Retail AUM | $378,381 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 40% | $0.2 |
| Equity Non-Exch | 5% | $0.0 |
| Govt Agency | 20% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 20% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
26 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEFF PESKIN | HOUSTON | TX | S66|2000-08-15 | ||||||
| RODOLFO CHOPERENA | HOUSTON | TX | S63|1992-04-13|S65|1995-10-16 | ||||||
| WILLIAM VASELIADES | HOUSTON | TX | S63|1990-08-27|S65|2006-03-07 | ||||||
| PAUL WOBBE | HOUSTON | TX | S63|1985-12-19|S65|1999-08-31 | ||||||
| FRANK SARUBBI | HOUSTON | TX | S66|2000-10-20 | ||||||
| PAUL DIXON | HOUSTON | TX | S63|1991-07-05|S65|1999-11-23 | ||||||
| SAMUELSON DRUMOND | HOUSTON | TX | S66|2018-01-13 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW HOLDER | HOUSTON | TX | S63|2000-05-24|S66|2003-05-09 | ||||||
| BRANDON GAY | HOUSTON | TX | S63|2010-11-13|S65|2010-11-27 | ||||||
| RUSSELL GEBHARD | HOUSTON | TX | S63|1993-04-16|S65|1993-04-29 | ||||||
| MARTIN PESKIN | HOUSTON | TX | S63|1996-10-08|S65|1996-10-17 | ||||||
| STEPHEN BARBER | HOUSTON | TX | S66|2003-03-07 | ||||||
| ROBERT LEE | HOUSTON | TX | S63|1994-11-11|S65|1998-07-16 | CERTIFIED FINANCIAL PLANNER | |||||
| CHARLES FAHY | HOUSTON | TX | S63|1981-03-06|S66|2001-08-24 | ||||||
| STEPHEN MCHALE | HOUSTON | TX | S63|1997-05-02|S65|1997-05-09 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL EATON | HOUSTON | TX | S66|2003-05-08 | ||||||
| DOUGLAS YAUGER | HOUSTON | TX | S63|2002-08-09|S66|2007-02-24 | ||||||
| WILLIAM BEVILL | HOUSTON | TX | S63|1985-08-08|S65|1999-12-11 | ||||||
| JOHN BLAIR | HOUSTON | TX | S63|2017-09-16|S65|2018-09-21 | ||||||
| BRADLEY BOWMAN | HOUSTON | TX | S63|1997-07-10|S66|2007-07-12 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.6 | $0.0 | 0% | 38 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 38 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 11% | 40 | -2 | -5% |
| 2023-04-04 | $0.5 | $0.1 | 11% | 30 | 8 | 27% |
| 2022-04-01 | $0.4 | $0.2 | 56% | 25 | 13 | 52% |
| 2021-04-05 | $0.3 | $0.3 | 86% | 25 | 13 | 52% |
| 2020-04-01 | $0.3 | $0.3 | 135% | 27 | 11 | 41% |
| 2019-04-01 | $0.3 | $0.3 | 135% | 27 | 11 | 41% |
| 2018-04-02 | $0.2 | $0.4 | 161% | 30 | 8 | 27% |
| 2017-04-01 | $0.1 | $0.5 | 410% | 28 | 10 | 36% |
| 2016-04-01 | $0.1 | $0.5 | 411% | 25 | 13 | 52% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, FL-10/09/2015, LA-01/09/2020, TX-01/14/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV