AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $2.3 |
Non-Discretionary | $0.0 |
Total | $2.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.8 |
Institutional | $0.5 |
Total | $2.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 1 | $0.0 |
Average HNW AUM | $28,563,763 | |
Retail Total | 1 | $0.0 |
Average Retail AUM | $28,563,763 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CIBC MELLON TRUST COMPANY | TORONTO--CAN | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 99% | $0.5 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
SPRUCEVIEW ONTARIO CO-INVESTMENT II (GP) LLC | $0.0 | - | |
SPRUCEVIEW/SILVERTOP GP LLC | $0.0 | - | |
SPRUCEVIEW MEXICO, S. DE R.L. DE C.V. | $0.0 | - | |
SPRUCEVIEW VENTURE CO-INVESTMENT (GP) LLC | $0.0 | - | |
SPRUCEVIEW ONTARIO VENTURE CO-INVESTMENT GP LLC | $0.0 | - | |
SPRUCEVIEW PRIVATE MARKETS OFFSHORE GP LLC | $0.0 | - | |
SPRUCEVIEW EUROPEAN INCOME AND VALUE GP LLC | $0.0 | - | |
SPRUCEVIEW U.S. GROWTH ACCESS GP LLC | $0.0 | - | |
SPRUCEVIEW U.S. SELECT GROWTH BUYOUT GP LLC | $0.0 | - | |
SPRUCEVIEW CANADA CERPI GP LLC | $0.0 | - | |
SPRUCEVIEW ONTARIO CO-INVESTMENT GP LLC | $0.0 | - | |
SPRUCEVIEW CO-INVESTMENT II (GP) LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
SABO, RICHARD, WALTER | CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER |
REIDY, JAMES, MICHAEL | CO-CHIEF INVESTMENT OFFICER |
ZALAZNICK, DAVID, WAYNE | SHAREHOLDER |
PRESSLER, HANNAH, JEAN MARIE | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $2.3 | $0.0 | 0% | 24 | 0 | 0% |
2025-04-21 | $2.3 | $0.0 | 0% | 24 | 0 | 0% |
2024-04-02 | $2.0 | $0.2 | 12% | 24 | 0 | 0% |
2023-04-04 | $1.9 | $0.4 | 22% | 22 | 2 | 9% |
2022-04-01 | $1.4 | $0.8 | 57% | 17 | 7 | 41% |
2021-04-05 | $1.2 | $1.1 | 89% | 15 | 9 | 60% |
2020-04-01 | $0.6 | $1.6 | 258% | 15 | 9 | 60% |
2019-04-01 | $0.3 | $2.0 | 627% | 14 | 10 | 71% |
2018-04-02 | $0.2 | $2.1 | 950% | 14 | 10 | 71% |
2017-04-01 | $0.2 | $2.0 | 901% | 13 | 11 | 85% |
2016-04-01 | $0.1 | $2.1 | 1600% | 13 | 11 | 85% |
2015-04-01 | $0.1 | $2.2 | 2125% | 13 | 11 | 85% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CO, CO-11/28/2014 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV