STAGE HARBOR FINANCIAL
Latest filing: Mar 21, 2025 (135 days ago)
AUM
$972,886,954
11% change vs. 1 year ago
16% change vs. 3 years ago
54% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
12% change vs. 3 years ago
12% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WESTWOOD, MA
100 LOWDER BROOK DRIVE, WESTWOOD, MA, UNITED STATES, 2090
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 127 | $0.1 |
| Average Individual AUM | $437,910 | |
| HNW | 204 | $0.9 |
| Average HNW AUM | $4,493,137 | |
| Retail Total | 331 | $1.0 |
| Average Retail AUM | $2,937,204 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 14% | $0.1 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 75% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 3% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANDRE FERNANDES | NEEDHAM | MA | S66|2007-08-06 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM LEFAVOR | NEEDHAM | MA | S66|2006-04-13 | CERTIFIED FINANCIAL PLANNER | |||||
| MACLEAN BARACH | NEEDHAM | MA | S65|2018-09-26 | CERTIFIED FINANCIAL PLANNER | |||||
| ROSEMARIE RANZIE | NEEDHAM | MA | S66|2007-11-12 | ||||||
| MATTHEW BIGGAR | NEEDHAM | MA | S66|2002-11-26 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.1 | 11% | 9 | 0 | 0% |
| 2023-04-04 | $0.8 | $0.2 | 25% | 7 | 2 | 29% |
| 2022-04-01 | $0.8 | $0.1 | 16% | 8 | 1 | 12% |
| 2021-04-05 | $0.7 | $0.3 | 35% | 7 | 2 | 29% |
| 2020-04-01 | $0.6 | $0.3 | 54% | 8 | 1 | 12% |
| 2019-04-01 | $0.5 | $0.4 | 86% | 8 | 1 | 12% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 4 | 5 | 125% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-02/16/2018, CO-10/15/2021, CT-02/16/2018, FL-02/16/2018, LA-02/16/2018, MA-02/16/2018, ME-12/26/2024, NH-02/16/2018, NJ-03/09/2018, NY-02/16/2018, RI-02/16/2018, TX-02/16/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV