STEEL GROVE CAPITAL ADVISORS, LLC
Latest filing: Mar 17, 2025 (121 days ago)
AUM
$1,360,070,395
0% change vs. 1 year ago
7% change vs. 3 years ago
94% change vs. 5 years ago
-13% change vs. 10 years ago
Employee Count
12
9% change vs. 1 year ago
9% change vs. 3 years ago
9% change vs. 5 years ago
-45% change vs. 10 years ago
Main Office
MEMPHIS, TN
5100 POPLAR AVENUE, MEMPHIS, TN, UNITED STATES, 38137
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.2 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 39 | $0.0 |
| Average Individual AUM | $209,100 | |
| HNW | 816 | $1.3 |
| Average HNW AUM | $1,537,014 | |
| Retail Total | 855 | $1.3 |
| Average Retail AUM | $1,476,443 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.1 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 18% | $0.2 |
| Other Pools | 48% | $0.7 |
| Cash | 6% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WORTHINGTON CAPITAL MANAGEMENT, LLC | $0.0 | 305391 | |
| STEEL GROVE REALTY ADVISORS, LLC | $0.0 | - | |
| SG GP I LLC | $0.0 | - | |
| WORTHINGTON CONVERGENCE FUND (GP) LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIMOTHY BALLARD | MEMPHIS | TN | S63|1995-11-30|S65|2018-05-22 | ||||||
| WILLIAM MARTIN | MEMPHIS | TN | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTIAN BECNEL | MEMPHIS | TN | S65|2023-08-29 | ||||||
| CLAYTON WILLIAMS | MEMPHIS | TN | S65|2021-10-13 | ||||||
| JONATHAN MARTIN | MEMPHIS | TN | S65|2017-05-11 | ||||||
| STEVEN SANSOM | MEMPHIS | TN | S63|1991-10-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.4 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $1.4 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $1.4 | $0.0 | 0% | 11 | 1 | 9% |
| 2023-04-04 | $1.2 | $0.1 | 11% | 11 | 1 | 9% |
| 2022-04-01 | $1.3 | $0.1 | 7% | 11 | 1 | 9% |
| 2021-04-05 | $0.9 | $0.4 | 49% | 11 | 1 | 9% |
| 2020-04-01 | $0.7 | $0.7 | 94% | 11 | 1 | 9% |
| 2019-04-01 | $0.6 | $0.8 | 135% | 11 | 1 | 9% |
| 2018-04-02 | $2.9 | -$1.6 | -54% | 24 | -12 | -50% |
| 2017-04-01 | $2.1 | -$0.7 | -34% | 23 | -11 | -48% |
| 2016-04-01 | $1.8 | -$0.5 | -26% | 23 | -11 | -48% |
| 2015-04-01 | $1.6 | -$0.2 | -13% | 22 | -10 | -45% |
| 2014-04-01 | $1.8 | -$0.5 | -25% | 22 | -10 | -45% |
| 2013-04-01 | $1.5 | -$0.2 | -12% | 17 | -5 | -29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-03/17/2025, FL-06/04/2014, GA-03/31/2018, LA-03/31/2018, MS-03/31/2018, NC-03/31/2018, TN-03/31/2018, TX-03/31/2018, VA-08/23/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV