STIRLINGSHIRE INVESTMENTS
Latest filing: Nov 15, 2024 (218 days ago)
AUM
$69,214,156
87% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
29
164% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
15 W 38TH ST., NEW YORK, NY, UNITED STATES, 10018
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 264 | $0.1 |
| Average Individual AUM | $262,175 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 264 | $0.1 |
| Average Retail AUM | $262,175 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 16% | $0.0 |
| Other Pools | 16% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 4% | $0.0 |
| Total | 98% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STIRLINGSHIRE BD LLC | $0.0 | broker-dealer | 310576 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
25 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSHUA HUTT | NEW YORK | NY | S66|2022-10-26 | ||||||
| DAVID GLUCKLE | NEW YORK | NY | |||||||
| TONY MELVIN | NEW YORK | NY | S63|2001-01-26|S65|2009-02-11 | ||||||
| JAMES LEE | NEW YORK | NY | S63|2008-08-02|S65|2007-06-16 | CERTIFIED FINANCIAL PLANNER | |||||
| MARK ALARIE | NEW YORK | NY | S66|2016-02-04 | ||||||
| ROLANDUS JOHNSON | NEW YORK | NY | S66|2015-02-02 | ||||||
| MATTHEW GREENE | NEW YORK | NY | S63|2000-01-14|S65|2002-06-17 | ||||||
| DOUGLAS SHAFFER | NEW YORK | NY | S66|2018-07-13 | ||||||
| ANDREW GERSBACH | NEW YORK | NY | S63|2015-05-29 | ||||||
| ANDREW DORMAN | NEW YORK | NY | S63|1983-07-11|S65|2009-08-21 | ||||||
| MANENDRA KOTHARI | NEW YORK | NY | S63|2013-09-30|S65|2014-09-22 | ||||||
| RICHARD BUFFKIN | NEW YORK | NY | S66|2020-11-14 | ||||||
| KENNETH REESE | NEW YORK | NY | S63|1986-06-04|S65|1995-07-07|S66|2001-02-10 | ||||||
| ROYALTY CAPARAOTTA | NEW YORK | NY | S66|2022-11-09 | ||||||
| DANIEL DRAHOS | NEW YORK | NY | S63|2010-08-27|S65|2024-05-09 | ||||||
| DAVID SERRANO | NEW YORK | NY | S63|2000-06-20|S65|2000-08-11 | ||||||
| RICHARD DEBONO | NEW YORK | NY | S63|1998-06-29|S65|1998-07-15 | ||||||
| STEVEN WOODS | NEW YORK | NY | S63|2009-11-11|S66|2023-09-20 | ||||||
| KYLE CRONAN | NEW YORK | NY | S66|2005-02-24 | ||||||
| JAMES WEBB | NEW YORK | NY | S63|2008-10-24|S65|1992-07-07 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.1 | $0.0 | 0% | 29 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 29 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 87% | 11 | 18 | 164% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-05/17/2024, AL-05/17/2024, AR-05/17/2024, AZ-12/08/2023, CA-11/03/2023, CO-05/17/2024, CT-05/17/2024, DC-05/17/2024, DE-05/17/2024, FL-12/08/2023, GA-10/10/2023, HI-05/17/2024, IA-05/17/2024, ID-05/17/2024, IL-01/16/2024, IN-05/17/2024, KS-05/17/2024, KY-05/17/2024, LA-05/17/2024, MA-02/21/2024, MD-05/17/2024, ME-05/17/2024, MI-05/17/2024, MN-05/17/2024, MO-05/17/2024, MS-05/17/2024, MT-05/17/2024, NC-01/02/2024, ND-05/17/2024, NE-05/17/2024, NH-05/17/2024, NJ-05/17/2024, NM-05/17/2024, NV-05/17/2024, NY-09/07/2023, OH-01/16/2024, OK-05/17/2024, OR-05/17/2024, PA-03/05/2024, PR-05/17/2024, RI-05/17/2024, SC-05/17/2024, SD-05/17/2024, TN-05/17/2024, TX-10/16/2023, UT-05/17/2024, VA-05/17/2024, VI-05/17/2024, VT-05/17/2024, WA-05/17/2024, WI-05/17/2024, WV-05/17/2024, WY-05/17/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV