SUMMIT FINANCIAL STRATEGIES INC
Latest filing: Apr 16, 2025 (74 days ago)
AUM
$2,054,390,311
15% change vs. 1 year ago
19% change vs. 3 years ago
50% change vs. 5 years ago
128% change vs. 10 years ago
Employee Count
32
0% change vs. 1 year ago
14% change vs. 3 years ago
14% change vs. 5 years ago
33% change vs. 10 years ago
Main Office
COLUMBUS, OH
4111 WORTH AVE., COLUMBUS, OH, UNITED STATES, 43219-3599
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.8 |
| Non-Discretionary | $0.3 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $2.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 399 | $0.2 |
| Average Individual AUM | $412,855 | |
| HNW | 573 | $1.9 |
| Average HNW AUM | $3,236,254 | |
| Retail Total | 972 | $2.0 |
| Average Retail AUM | $2,077,266 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $1.4 |
| NATIONAL FINANCIAL SERVICES LLC | WESTLAKE-TX-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $2.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 94% | $1.9 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| MACCHIA, SAMANTHA, ALISE LYMAN | PRESIDENT/CHIEF EXECUTIVE OFFICER |
| SUTLIFF, BRIAN, TODD | VICE PRESIDENT/CHIEF MARKETING OFFICER |
| HURLEY, LIAM, JOHN | VICE PRESIDENT |
| SWAIN, TIMOTHY, WILLIAM | CHIEF OPERATIONS OFFICER |
| TROUT, WENDY, S | VICE PRESIDENT |
| SCHERER, MICHAEL, ROBERT | VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER |
| CAVALIERI, STEVEN, ADAM | CHIEF INVESTMENT OFFICER |
| SALCONE, LUKE, JARED | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
17 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KATE COGHILL | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| MICHAEL SCHERER | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| BENJAMIN MURRAY | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| SAMANTHA MACCHIA | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | ||||||
| LUKE SALCONE | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| STEVEN CAVALIERI | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| LIAM HURLEY | COLUMBUS | OH | S63|1991-07-10|S65|1992-02-03 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| MARK COFFEY | COLUMBUS | OH | S63|1991-03-05 | CERTIFIED FINANCIAL PLANNER | |||||
| HANNAH FITZPATRICK | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| TIMOTHY SWAIN | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| SUMMER ANDERSON | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| JOSEPH REARDON | COLUMBUS | OH | S63|1992-09-01 | CERTIFIED FINANCIAL PLANNER | |||||
| AUSTEN HARRISON | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| ROMAN KOROLCHUK | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| BRIAN SUTLIFF | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | ||||||
| WENDY TROUT | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| BENJAMIN SKINNER | COLUMBUS | OH | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $2.1 | $0.0 | 0% | 32 | 0 | 0% |
| 2025-04-21 | $2.1 | $0.0 | 0% | 32 | 0 | 0% |
| 2024-04-02 | $1.8 | $0.3 | 15% | 32 | 0 | 0% |
| 2023-04-04 | $1.6 | $0.5 | 32% | 30 | 2 | 7% |
| 2022-04-01 | $1.7 | $0.3 | 19% | 28 | 4 | 14% |
| 2021-04-05 | $1.6 | $0.5 | 31% | 29 | 3 | 10% |
| 2020-04-01 | $1.4 | $0.7 | 50% | 28 | 4 | 14% |
| 2019-04-01 | $1.1 | $0.9 | 79% | 28 | 4 | 14% |
| 2018-04-02 | $1.2 | $0.9 | 73% | 27 | 5 | 19% |
| 2017-04-01 | $1.0 | $1.0 | 101% | 27 | 5 | 19% |
| 2016-04-01 | $0.9 | $1.2 | 130% | 26 | 6 | 23% |
| 2015-04-01 | $0.9 | $1.2 | 128% | 24 | 8 | 33% |
| 2014-04-01 | $0.8 | $1.2 | 152% | 24 | 8 | 33% |
| 2013-04-01 | $0.7 | $1.4 | 205% | 24 | 8 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, AZ-06/26/2008, CA-10/28/2011, FL-04/30/2002, IL-11/08/2011, IN-08/29/2024, KY-08/15/2022, LA-01/21/2016, MA-04/16/2025, MI-02/03/2005, MN-03/21/2022, NC-11/28/2012, NY-03/26/2019, OH-03/25/1999, PA-05/15/2020, SC-07/17/2017, TX-02/03/2005, VA-11/28/2012, WA-11/04/2022, WV-12/03/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV