SUMMIT TRAIL ADVISORS, LLC
Latest filing: May 23, 2025 (72 days ago)
AUM
$23,635,841,356
34% change vs. 1 year ago
60% change vs. 3 years ago
247% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
107
13% change vs. 1 year ago
43% change vs. 3 years ago
95% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
2 GRAND CENTRAL TOWER, NEW YORK, NY, UNITED STATES, 10017
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $10.2 |
| Non-Discretionary | $13.4 |
| Total | $23.6 |
| Client | AUM |
|---|---|
| Retail | $15.8 |
| Pooled | $0.0 |
| Institutional | $7.8 |
| Total | $23.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 122 | $0.1 |
| Average Individual AUM | $610,833 | |
| HNW | 635 | $15.7 |
| Average HNW AUM | $24,784,033 | |
| Retail Total | 757 | $15.8 |
| Average Retail AUM | $20,888,220 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $3.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $23.6 |
| Retail SMA AUM | $15.8 |
| Institutional SMA AUM | $7.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 37% | $8.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.5 |
| Municipal | 7% | $1.7 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 7% | $1.7 |
| Other Pools | 40% | $9.5 |
| Cash | 6% | $1.4 |
| Other | 0% | $0.0 |
| Total | 100% | $23.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SUMMIT TRAIL SECURITIES, LLC | $0.0 | broker-dealer | 285784 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
30 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL COHEN | NEW YORK | NY | S63|1993-03-08|S65|1996-11-04 | ||||||
| DANIELLE MCHUGH | NEW YORK | NY | S63|1999-03-17|S66|2009-03-17 | ||||||
| JUSTIN WATERMAN | NEW YORK | NY | S63|2002-09-27|S66|2007-07-18 | ||||||
| JOHN SAXE | NEW YORK | NY | S63|2010-09-07|S66|2010-10-04 | ||||||
| DANIELA PEDLEY | NEW YORK | NY | S63|2000-04-17|S66|2008-03-31 | ||||||
| MICHELLE RUDD | NEW YORK | NY | S63|1994-10-21|S65|1998-01-05 | ||||||
| DIMITRE IVANOV | NEW YORK | NY | S63|2001-11-09|S66|2013-08-03 | ||||||
| PETER LEE | NEW YORK | NY | S66|2006-08-30 | ||||||
| DANIELLE LOUTON | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| PETER GAMBEE | NEW YORK | NY | S63|2000-10-11|S66|2008-03-20 | ||||||
| DOMINICK TRAPASSO | NEW YORK | NY | S66|2007-02-20 | ||||||
| BRANDON INGLIS | NEW YORK | NY | S65|2019-11-04 | ||||||
| JONATHAN WILSON | NEW YORK | NY | S65|2022-12-16 | ||||||
| DAVID ROMHILT | NEW YORK | NY | CHARTERED FINANCIAL ANALYST | ||||||
| LAUREN COSULICH | NEW YORK | NY | S63|2006-10-02|S66|2008-03-27 | ||||||
| JONATHAN NICKOW | NEW YORK | NY | S63|2017-09-15 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| JOHN SCARBOROUGH | NEW YORK | NY | S66|2005-08-02 | ||||||
| MEGAN VACCA | NEW YORK | NY | S66|2005-05-25 | ||||||
| ROBERT HOMAR LOPEZ | NEW YORK | NY | S65|2015-12-19|S63|2017-06-12 | ||||||
| KEVIN CURTIS | NEW YORK | NY | S63|1991-07-10 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $23.6 | $0.0 | 0% | 107 | 0 | 0% |
| 2025-04-21 | $23.6 | $0.0 | 0% | 107 | 0 | 0% |
| 2024-04-02 | $17.7 | $6.0 | 34% | 95 | 12 | 13% |
| 2023-04-04 | $14.5 | $9.1 | 63% | 93 | 14 | 15% |
| 2022-04-01 | $14.7 | $8.9 | 60% | 75 | 32 | 43% |
| 2021-04-05 | $11.5 | $12.2 | 106% | 56 | 51 | 91% |
| 2020-04-01 | $6.8 | $16.8 | 247% | 55 | 52 | 95% |
| 2019-04-01 | $5.0 | $18.6 | 369% | 42 | 65 | 155% |
| 2018-04-02 | $5.2 | $18.5 | 356% | 38 | 69 | 182% |
| 2017-04-01 | $3.3 | $20.4 | 625% | 38 | 69 | 182% |
| 2016-04-01 | $1.8 | $21.9 | 1229% | 17 | 90 | 529% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AL-05/23/2022, AZ-03/24/2020, CA-06/11/2015, CO-05/30/2024, CT-01/27/2017, DE-03/24/2020, FL-01/27/2017, GA-01/27/2017, HI-10/07/2022, IL-07/24/2015, IN-03/24/2020, LA-03/24/2020, MA-09/08/2015, MD-07/24/2015, MI-01/27/2017, MN-06/12/2024, MO-10/07/2022, NC-10/07/2022, NH-01/27/2017, NJ-02/23/2017, NV-01/27/2017, NY-06/11/2015, OH-01/27/2017, OK-03/28/2024, OR-05/23/2022, PA-01/27/2017, PR-10/07/2022, RI-10/07/2022, SC-01/27/2017, SD-10/07/2022, TN-03/28/2024, TX-09/08/2015, UT-10/07/2022, VA-03/24/2020, WA-07/03/2019, WI-01/27/2017, WY-10/07/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV