SWANDER PACE CAPITAL
Latest filing: Mar 18, 2025 (87 days ago)
AUM
$1,091,182,298
-6% change vs. 1 year ago
-13% change vs. 3 years ago
15% change vs. 5 years ago
15% change vs. 10 years ago
Employee Count
19
-5% change vs. 1 year ago
-5% change vs. 3 years ago
-14% change vs. 5 years ago
19% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
101 MISSION STREET, SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.1 |
| Institutional | $0.0 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SWANDER PACE CAPITAL IV, L.P. | $0.0 | - | |
| SWANDER PACE CAPITAL CT GP L.P. | $0.0 | - | |
| SWANDER PACE CAPITAL VII, L.P. | $0.0 | - | |
| SWANDER PACE CAPITAL V, L.P. | $0.0 | - | |
| SWANDER PACE CAPITAL VI, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| RICHARDS, ANDREW, HAMILTON | FOUNDER & CEO, MANAGING DIRECTOR; SHAREHOLDER |
| STOUT, CARL, MORRIS | MANAGING DIRECTOR |
| MATLOCK, TYLER, PAUL | MANAGING DIRECTOR |
| CALVO, VIRGINIA, NMN | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.1 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $1.2 | -$0.1 | -6% | 20 | -1 | -5% |
| 2023-04-04 | $1.4 | -$0.3 | -20% | 19 | 0 | 0% |
| 2022-04-01 | $1.3 | -$0.2 | -13% | 20 | -1 | -5% |
| 2021-04-05 | $1.0 | $0.1 | 8% | 21 | -2 | -10% |
| 2020-04-01 | $1.0 | $0.1 | 15% | 22 | -3 | -14% |
| 2019-04-01 | $1.1 | $0.0 | 1% | 22 | -3 | -14% |
| 2018-04-02 | $1.2 | -$0.1 | -7% | 19 | 0 | 0% |
| 2017-04-01 | $1.2 | -$0.1 | -11% | 16 | 3 | 19% |
| 2016-04-01 | $0.8 | $0.3 | 39% | 16 | 3 | 19% |
| 2015-04-01 | $0.9 | $0.1 | 15% | 16 | 3 | 19% |
| 2014-04-01 | $1.2 | -$0.1 | -10% | 14 | 5 | 36% |
| 2013-04-01 | $1.2 | -$0.1 | -6% | 14 | 5 | 36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-03/28/2012, NJ-03/28/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV