T. ROWE PRICE ASSOCIATES, INC.

Latest filing: Mar 31, 2025 (221 days ago)

View on IAPD

Adviser Website

AUM

$1,934,233,243,730

10% change vs. 1 year ago

-4% change vs. 3 years ago

63% change vs. 5 years ago

160% change vs. 10 years ago

Employee Count

3,947

3% change vs. 1 year ago

6% change vs. 3 years ago

10% change vs. 5 years ago

62% change vs. 10 years ago

Main Office

BALTIMORE, MD

1307 POINT STREET, BALTIMORE, MD, UNITED STATES, 21231

Client AUM

Discretion	AUM
Discretionary	$1,934.2
Non-Discretionary	$0.1
Total	$1,934.2

Client	AUM
Retail	$4.7
Pooled	$1,754.1
Institutional	$175.5
Total	$1,934.2

Retail	Accounts	AUM
Individual	159	$0.0
Average Individual AUM		$0
HNW	628	$4.7
Average HNW AUM		$7,489,145
Retail Total	787	$4.7
Average Retail AUM		$5,976,090

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
STATE STREET BANK & TRUST COMPANY	BOSTON-MA-USA	$55.4
NORTHERN TRUST CORPORATION	CHICAGO-IL-USA	$25.3
THE BANK OF NEW YORK MELLON CORPORATION	NEW YORK-NY-USA	$16.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$180.2
Retail SMA AUM	$4.7
Institutional SMA AUM	$175.5

Asset Class	%	AUM
Equity Exch	65%	$117.1
Equity Non-Exch	0%	$0.0
Govt Agency	6%	$10.8
Municipal	1%	$1.8
Sovereign	2%	$3.6
IG Credit	8%	$14.4
HY Credit	10%	$18.0
Derivatives	0%	$0.0
Investment Companies	2%	$3.6
Other Pools	0%	$0.0
Cash	1%	$1.8
Other	4%	$7.2
Total	99%	$178.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
T. ROWE PRICE INTERNATIONAL LTD	$249.0		126032
T.ROWE PRICE INVESTMENT MANAGEMENT, INC.	$207.1		314590
OAK HILL ADVISORS, L.P.	$86.3		125352
T. ROWE PRICE JAPAN, INC.	$29.9		290585
T.ROWE PRICE HONG KONG LIMITED	$21.8		155827
T. ROWE PRICE AUSTRALIA LIMITED	$17.5		290594
T. ROWE PRICE SINGAPORE PRIVATE LTD	$14.3		155831
T. ROWE PRICE (CANADA) INC.	$5.7		107290
T. ROWE PRICE ADVISORY SERVICES, INC.	$3.9		108958
OHA PRIVATE CREDIT ADVISORS LLC	$2.5		319664
OHA PRIVATE CREDIT ADVISORS II, L.P.	$0.7		322289
OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP	$0.0		-
OAK HILL ADVISORS (EUROPE) LLP	$0.0		296098
OAK HILL ADVISORS (AUSTRALIA) PTY LTD	$0.0		-
T. ROWE PRICE INVESTMENT SERVICES, INC.	$0.0	broker-dealer	8348
OHA MANAGEMENT (LUXEMBOURG) S.A.R.L.	$0.0		-
OHA CREDIT CADENZA GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS C GENPAR, LLC	$0.0		-
OHA CREDIT ORIGINATION GENPAR I, LLC	$0.0		-
OHA CLO ENHANCED EQUITY II GENPAR, LLP	$0.0		-
OHA AD DISLOCATION CREDIT GENPAR, LLP	$0.0		-
OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC	$0.0		-
OHA UK CUSTOMIZED RMBS GENPAR, LLC	$0.0		-
OHA NEWBURY PARTNERS GENPAR, LLC	$0.0		-
OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC	$0.0		-
OHA BCSS SSD GENPAR II, LLC	$0.0		-
OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC	$0.0		-
OHA HT LEV LOAN GENPAR, LLP	$0.0		-
OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.À R.L.	$0.0		-
OHA MPS SSD GENPAR II, LLC	$0.0		-
OHA AD DISLOCATION CREDIT II GENPAR, L.P.	$0.0		-
OHA MPS SSD GENPAR, LLC	$0.0		-
OHA GLOBAL DIRECTOR, LLC	$0.0		-
OHA BCSS SSD GENPAR, LLC	$0.0		-
OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP	$0.0		-
OHA CREDIT SOLUTIONS II GENPAR, LLP	$0.0		-
OHAT CREDIT GENPAR, LLC	$0.0		-
OHA-CDP ESCF GENPAR, LLC	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC	$0.0		-
OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP	$0.0		-
OHA STRATEGIC CREDIT II GENPAR, LLC	$0.0		-
OHA SA CUSTOMIZED CREDIT GENPAR LLP	$0.0		-
OHA MADISON LOAN GENPAR, LLP	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP	$0.0		-
OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC	$0.0		-
OHA STRUCTURE PRODUCTS D GENPAR, LLC	$0.0		-
OHA CREDIT SOLUTIONS GENPAR, LLC	$0.0		-
OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP	$0.0		-
OHA CLO STRATEGIES FUND GENPAR, LLC	$0.0		-
OHA (UK) LLP	$0.0		296099
OHA STRUCTURED PRODUCTS II GENPAR, LLP	$0.0		-
OHA DYNAMIC CREDIT ORCA GENPAR, LLP	$0.0		-
OHA CA CUSTOMIZED CREDIT GENPAR, LLP	$0.0		-
OHA BLACK BEAR GENPAR, LLP	$0.0		-
UTI ASSET MANAGEMENT COMPANY LIMITED	$0.0		-
T. ROWE PRICE TRUST COMPANY	$0.0	trust company	-
OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS III GENPAR, LLP	$0.0		-
OHA LEGATO LOAN GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS E GENPAR, LLP	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC	$0.0		-
OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC	$0.0		-
OHA TACTICAL INVESTMENT GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP	$0.0		-
OHA KC CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC	$0.0		-
OHA CLO ENHANCED EQUITY GENPAR, LLC	$0.0		-
OHA AD CO-INVESTMENT GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP	$0.0		-
OHA FINLANDIA CREDIT FUND GENPAR, LLC	$0.0		-
OHA CENTRE STREET GENPAR, LLC	$0.0		-
OHA FD CUSTOM CREDIT GENPAR, LLC	$0.0		-
OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC	$0.0		-
OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name	Title
OESTREICHER, DAVID, NMN IAPD Broker	CHIEF LEGAL OFFICER/DIRECTOR
SHARPS, ROBERT, W IAPD Broker	PRESIDENT/DIRECTOR
VEIEL, ERIC, LANOUE IAPD Broker	DIRECTOR
DARDIS, JENNIFER, BENSON IAPD Broker	DIRECTOR
CAPASSO, ARMANDO (DINO) IAPD Broker	CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

227 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOHN SHAMET	BALTIMORE	MD	S66\|2022-10-06
MATTHEW PHILLIPS	BALTIMORE	MD	S66\|2022-04-14
MICHAEL HABERSACK JR	BALTIMORE	MD	S63\|2014-05-30\|S66\|2021-05-26
ADAM FLETCHER	BALTIMORE	MD	S63\|2006-10-27\|S65\|2014-01-27
JOHN ESCARIO	BALTIMORE	MD	S63\|1993-03-26	CHARTERED FINANCIAL ANALYST
CHRISTOPHER FERRARA	BALTIMORE	MD	S63\|2001-01-22\|S66\|2021-04-30
ALEXANDER DARROW	BALTIMORE	MD	S63\|2015-08-27\|S66\|2017-12-16
EKATERINA LEISER	BALTIMORE	MD	S63\|2019-03-28\|S66\|2021-08-02
TERRELL PARKER	BALTIMORE	MD	S66\|2023-07-28
JAZMIN WALLE	BALTIMORE	MD	S66\|2023-08-08
PHILIP SOTO	BALTIMORE	MD	S63\|2000-09-22\|S66\|2018-02-28
MICHELLE BARAN	BALTIMORE	MD	S63\|2002-09-03\|S65\|2006-10-27
TERRENCE DAVIS	BALTIMORE	MD	S63\|2016-01-27\|S65\|2018-06-06
KRISTOPHER KING	BALTIMORE	MD	S63\|2012-08-03\|S66\|2020-08-31
DAVID CHATTERTON	BALTIMORE	MD	S66\|2008-06-20
NATASHA ZELENKA	BALTIMORE	MD	S63\|2018-08-29\|S66\|2019-10-14
BRANDON CUELLAR	BALTIMORE	MD	S66\|2019-09-27
SARA CARRIER	BALTIMORE	MD	S63\|2008-01-04\|S66\|2008-08-15
JASON BRUNS	BALTIMORE	MD	S63\|2004-12-18\|S66\|2015-12-03
JASON ABOSCH	BALTIMORE	MD	S63\|2020-06-02	CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-08-01	$1,934.2	$0.0	0%	3,947	0	0%
2025-04-21	$1,934.2	$0.0	0%	3,947	0	0%
2024-04-02	$1,752.3	$182.0	10%	3,814	133	3%
2023-04-04	$1,506.5	$427.7	28%	3,722	225	6%
2022-04-01	$2,010.4	-$76.2	-4%	3,707	240	6%
2021-04-05	$1,817.2	$117.0	6%	3,746	201	5%
2020-04-01	$1,188.5	$745.8	63%	3,586	361	10%
2019-04-01	$940.6	$993.6	106%	3,759	188	5%
2018-04-02	$972.3	$962.0	99%	3,041	906	30%
2017-04-01	$801.8	$1,132.4	141%	2,956	991	34%
2016-04-01	$756.0	$1,178.3	156%	2,571	1,376	54%
2015-04-01	$742.7	$1,191.5	160%	2,435	1,512	62%
2014-04-01	$689.3	$1,244.9	181%	2,216	1,731	78%
2013-04-01	$573.4	$1,360.8	237%	2,070	1,877	91%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MD, AK-09/17/1998, AL-11/15/2000, AR-09/17/1998, AZ-09/15/1998, CA-01/01/1970, CO-07/08/2005, CT-09/28/1998, DC-01/27/1994, DE-05/30/2003, FL-06/04/1971, GA-05/11/1989, HI-10/02/1998, IA-01/01/1999, ID-09/15/1998, IL-10/29/1970, IN-02/13/2001, KS-09/15/1998, KY-09/28/1998, LA-03/29/2012, MA-09/15/1998, MD-10/01/1990, ME-09/15/1998, MI-12/02/1997, MN-09/17/1998, MO-09/24/1998, MS-09/15/2000, MT-09/25/1998, NC-01/05/2001, ND-03/29/2018, NE-09/15/1998, NH-06/22/1988, NJ-01/18/1971, NM-09/15/1998, NV-09/14/1998, NY-01/01/1973, OH-06/14/1999, OK-11/24/1998, OR-05/16/1989, PA-02/06/1947, PR-03/29/2018, RI-01/01/1993, SC-09/16/1998, SD-03/29/2018, TN-10/01/1998, TX-11/23/1970, UT-09/17/1998, VA-06/26/1987, VI-03/29/2018, VT-09/23/1998, WA-09/16/1998, WI-09/22/1998, WV-09/15/1998, WY-03/29/2018

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV