TAILWIND ADVISORS
Latest filing: Mar 27, 2025 (112 days ago)
AUM
$1,556,018,000
7% change vs. 1 year ago
31% change vs. 3 years ago
23% change vs. 5 years ago
78% change vs. 10 years ago
Employee Count
13
-13% change vs. 1 year ago
-7% change vs. 3 years ago
8% change vs. 5 years ago
62% change vs. 10 years ago
Main Office
FORT WORTH, TX
1320 S UNIVERSITY DR, FORT WORTH, TX, UNITED STATES, 76107
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $1.4 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.4 |
| Institutional | $0.0 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 16 | $1.2 |
| Average HNW AUM | $74,111,938 | |
| Retail Total | 16 | $1.2 |
| Average Retail AUM | $74,111,938 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY | WESTLAKE-TX-USA | $0.4 |
| JP MORGAN | FORT WORTH-TX-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $1.2 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TAILWIND FAMILY SERVICES, LLC | $0.0 | accountancy | - |
| TAILWIND PHILANTHROPIC ADVISORY SERVICES, LLC | $0.0 | accountancy | - |
| TAILWIND PHILANTHROPIC ADVISORS, LLC | $0.0 | - | |
| TAILWIND REAL ESTATE EQUITIES, LLC | $0.0 | - | |
| TAILWIND MINERAL MANAGER, LLC | $0.0 | - | |
| TREE OPPORTUNITIES GP, LLC | $0.0 | - | |
| TAILWIND ROYALTIES GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| HENDERSON, STEWART, ROLLINS | INVESTMENT UNITS HOLDER, LIMITED PARTNER, MEMBER |
| DILLARD, JEFFREY, RUGELEY | MEMBER, MEMBER |
| BATTON, ROBERT, JOHNSON | INVESTMENT UNITS HOLDER, LIMITED PARTNER, MEMBER |
| HESSING, SHAWN, GAYLORD | CHIEF COMPLIANCE OFFICER |
| BRYCE, RICHARD, JOSEPH | INVESTMENT UNITS HOLDER, LIMITED PARTNER |
ADVDB.CO • SOURCE: SEC
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RICHARD BRYCE | FORT WORTH | TX | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT BATTON | FORT WORTH | TX | CHARTERED FINANCIAL ANALYST | ||||||
| STEWART HENDERSON | FORT WORTH | TX | S63|2000-12-18|S66|2009-06-23 | ||||||
| LOGAN TUCKER | FORT WORTH | TX | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN JURRIUS | FORT WORTH | TX | S65|2022-09-28 | ||||||
| ERICA BOULWARE | FORT WORTH | TX | S65|2017-08-31 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.6 | $0.0 | 0% | 13 | 0 | 0% |
| 2025-04-21 | $1.6 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.1 | 7% | 15 | -2 | -13% |
| 2023-04-04 | $1.4 | $0.2 | 11% | 15 | -2 | -13% |
| 2022-04-01 | $1.2 | $0.4 | 31% | 14 | -1 | -7% |
| 2021-04-05 | $1.1 | $0.5 | 41% | 12 | 1 | 8% |
| 2020-04-01 | $1.3 | $0.3 | 23% | 12 | 1 | 8% |
| 2019-04-01 | $1.0 | $0.5 | 51% | 9 | 4 | 44% |
| 2018-04-02 | $1.2 | $0.4 | 31% | 9 | 4 | 44% |
| 2017-04-01 | $1.0 | $0.6 | 59% | 8 | 5 | 62% |
| 2016-04-01 | $1.0 | $0.6 | 59% | 8 | 5 | 62% |
| 2015-04-01 | $0.9 | $0.7 | 78% | 8 | 5 | 62% |
| 2014-04-01 | $0.9 | $0.7 | 72% | 11 | 2 | 18% |
| 2013-04-01 | $0.5 | $1.0 | 187% | 11 | 2 | 18% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, TX-05/12/2009 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV