TARBOX FAMILY OFFICE, INC.
Latest filing: Mar 29, 2025 (109 days ago)
AUM
$967,175,642
11% change vs. 1 year ago
-7% change vs. 3 years ago
34% change vs. 5 years ago
135% change vs. 10 years ago
Employee Count
8
-11% change vs. 1 year ago
-27% change vs. 3 years ago
-11% change vs. 5 years ago
33% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
500 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, UNITED STATES, 92660
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 204 | $0.9 |
| Average HNW AUM | $4,328,733 | |
| Retail Total | 204 | $0.9 |
| Average Retail AUM | $4,328,733 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 89% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARY SIGLER | NEWPORT BEACH | CA | S63|1995-07-10 | CHARTERED FINANCIAL ANALYST | |||||
| KAI XIONG | NEWPORT BEACH | CA | CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL NOZZARELLA | NEWPORT BEACH | CA | S65|1999-11-23 | CERTIFIED FINANCIAL PLANNER | |||||
| LAURA TARBOX | NEWPORT BEACH | CA | S63|1985-11-21 | CERTIFIED FINANCIAL PLANNER | |||||
| TREVOR SCHEID | NEWPORT BEACH | CA | S65|2016-01-23 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIN ITKOE | NEWPORT BEACH | CA | S65|2004-09-08 | CERTIFIED FINANCIAL PLANNER|PERSONAL FINANCIAL SPECIALIST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.1 | 11% | 9 | -1 | -11% |
| 2023-04-04 | $0.8 | $0.2 | 27% | 11 | -3 | -27% |
| 2022-04-01 | $1.0 | -$0.1 | -7% | 11 | -3 | -27% |
| 2021-04-05 | $0.8 | $0.1 | 15% | 11 | -3 | -27% |
| 2020-04-01 | $0.7 | $0.2 | 34% | 9 | -1 | -11% |
| 2019-04-01 | $0.6 | $0.4 | 61% | 7 | 1 | 14% |
| 2018-04-02 | $0.6 | $0.4 | 59% | 6 | 2 | 33% |
| 2017-04-01 | $0.5 | $0.4 | 86% | 9 | -1 | -11% |
| 2016-04-01 | $0.4 | $0.5 | 124% | 7 | 1 | 14% |
| 2015-04-01 | $0.4 | $0.6 | 135% | 6 | 2 | 33% |
| 2014-04-01 | $0.4 | $0.6 | 139% | 6 | 2 | 33% |
| 2013-04-01 | $0.3 | $0.7 | 220% | 5 | 3 | 60% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-01/16/2019, CA-12/22/1986, TX-03/13/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV