TCI WEALTH ADVISORS, INC.
Latest filing: Apr 14, 2025 (61 days ago)
AUM
$4,527,183,704
11% change vs. 1 year ago
20% change vs. 3 years ago
52% change vs. 5 years ago
172% change vs. 10 years ago
Employee Count
61
9% change vs. 1 year ago
11% change vs. 3 years ago
-13% change vs. 5 years ago
42% change vs. 10 years ago
Main Office
TUCSON, AZ
4011 EAST SUNRISE DRIVE, TUCSON, AZ, UNITED STATES, 85718
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.5 |
| Non-Discretionary | $0.0 |
| Total | $4.5 |
| Client | AUM |
|---|---|
| Retail | $4.3 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $4.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,868 | $0.8 |
| Average Individual AUM | $431,215 | |
| HNW | 1,100 | $3.5 |
| Average HNW AUM | $3,214,374 | |
| Retail Total | 2,968 | $4.3 |
| Average Retail AUM | $1,462,710 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $3.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.5 |
| Retail SMA AUM | $4.3 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 91% | $4.1 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 101% | $4.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| STEPHENS, JOHN, JOSEPH | TRUSTEE |
| STEPHENS, KELLY, H | TRUSTEE |
| NICHOLS, CATHERINE, ANN | SHAREHOLDER |
| HOLMAN, GUY, WESLEY | SHAREHOLDER |
| GROSSO, MICHAEL, ANTHONY | TRUSTEE |
| SWIFT, SAMUEL, THOMAS | CHIEF EXECUTIVE OFFICER AND PRESIDENT |
| TELLEZ, ARTURO, RAMIRO | SHAREHOLDER AND CHIEF PRACTICE OFFICER |
| GEHNER, SIMONE, NARELLE | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER |
| NELSON, DOUGLAS, LEE | TRUSTEE |
| ABESHAUS, MICHAEL | TRUSTEE |
| RIEBE, KENNETH, GERHARD | SHAREHOLDER |
| SWIFT, ASHLEY, MEREDITH | SHAREHOLDER AND CHIEF OPERATIONS OFFICER |
| THOMAS, JULIE, ANN | GRANTOR AND TRUSTEE |
| THOMAS, JUSTIN, MATTHEW | GRANTOR AND TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
26 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL ABESHAUS | TUCSON | AZ | S65|2008-09-24 | CERTIFIED FINANCIAL PLANNER | |||||
| CODY CASSIDY | TUCSON | AZ | S65|2018-10-29 | CERTIFIED FINANCIAL PLANNER | |||||
| CONSTANCE CHAN | TUCSON | AZ | S65|2023-10-07 | ||||||
| KENNETH RIEBE | TUCSON | AZ | S63|1988-01-08|S65|1995-12-28 | ||||||
| SAMUEL SWIFT | TUCSON | AZ | S65|2008-07-16 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| TROY CHRANE | TUCSON | AZ | S65|2018-09-19 | CERTIFIED FINANCIAL PLANNER | |||||
| SCOTT STYRMOE | TUCSON | AZ | S65|2007-02-16 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTINA SLATER | TUCSON | AZ | S65|2019-10-29 | ||||||
| THOMAS LOGAN | TUCSON | AZ | S63|2021-02-22|S65|2022-08-16 | ||||||
| JUSTIN THOMAS | TUCSON | AZ | S63|2006-12-22|S65|2007-02-06 | CERTIFIED FINANCIAL PLANNER | |||||
| KYLE LARSON | TUCSON | AZ | S65|2016-10-18 | CERTIFIED FINANCIAL PLANNER | |||||
| VANESSA LEE | TUCSON | AZ | CERTIFIED FINANCIAL PLANNER | ||||||
| JENNIFER MEANS | TUCSON | AZ | S65|2015-09-13 | CERTIFIED FINANCIAL PLANNER | |||||
| SCOTT BENNETT | TUCSON | AZ | S65|2017-01-24 | CERTIFIED FINANCIAL PLANNER | |||||
| GUY HOLMAN | TUCSON | AZ | CERTIFIED FINANCIAL PLANNER | ||||||
| DOUGLAS NELSON | TUCSON | AZ | S65|1995-05-22 | PERSONAL FINANCIAL SPECIALIST | |||||
| JUSTIN RODRIGUEZ | TUCSON | AZ | S66|2015-05-05 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN STEPHENS | TUCSON | AZ | S65|2000-02-22 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ADDISON ADELBERG | TUCSON | AZ | S65|2020-10-19 | CERTIFIED FINANCIAL PLANNER | |||||
| LILY STYRMOE | TUCSON | AZ | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $4.5 | $0.0 | 0% | 61 | 0 | 0% |
| 2025-04-21 | $4.5 | $0.0 | 0% | 61 | 0 | 0% |
| 2024-04-02 | $4.1 | $0.4 | 11% | 56 | 5 | 9% |
| 2023-04-04 | $3.4 | $1.1 | 32% | 54 | 7 | 13% |
| 2022-04-01 | $3.8 | $0.8 | 20% | 55 | 6 | 11% |
| 2021-04-05 | $3.2 | $1.3 | 42% | 55 | 6 | 11% |
| 2020-04-01 | $3.0 | $1.6 | 52% | 70 | -9 | -13% |
| 2019-04-01 | $2.5 | $2.1 | 84% | 77 | -16 | -21% |
| 2018-04-02 | $2.6 | $1.9 | 74% | 58 | 3 | 5% |
| 2017-04-01 | $2.2 | $2.3 | 102% | 54 | 7 | 13% |
| 2016-04-01 | $2.0 | $2.5 | 129% | 51 | 10 | 20% |
| 2015-04-01 | $1.7 | $2.9 | 172% | 43 | 18 | 42% |
| 2014-04-01 | $1.5 | $3.0 | 195% | 36 | 25 | 69% |
| 2013-04-01 | $1.2 | $3.3 | 271% | 35 | 26 | 74% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ, AL-11/28/2023, AR-11/06/2020, AZ-08/31/1994, CA-09/21/2000, CO-05/23/2007, CT-02/24/2016, FL-01/31/2006, GA-02/24/2016, HI-04/14/2025, ID-09/07/2018, IL-08/13/2008, IN-03/30/2016, KS-06/06/2017, LA-05/03/2024, MA-07/01/2010, MD-05/07/2013, MI-05/15/2018, MN-02/24/2016, MT-07/09/2019, NC-02/24/2016, NE-11/04/2015, NH-09/06/2019, NJ-03/02/2016, NM-07/09/2004, NV-01/02/2008, NY-11/04/2010, OH-06/05/2023, OR-07/25/2011, PA-05/02/2017, SC-03/30/2021, TN-07/29/2022, TX-06/04/2002, UT-06/27/2012, VA-06/27/2012, WA-01/14/2004, WI-11/28/2023, WY-06/08/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV