THE CLARIUS GROUP, LLC
Latest filing: Mar 20, 2025 (59 days ago)
AUM
$4,680,010,497
17% change vs. 1 year ago
36% change vs. 3 years ago
129% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
35
0% change vs. 1 year ago
9% change vs. 3 years ago
67% change vs. 5 years ago
3400% change vs. 10 years ago
Main Office
SEATTLE, WA
999 THIRD AVENUE, SUITE 3050, SEATTLE, WA, UNITED STATES, 98104
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.0 |
| Non-Discretionary | $1.7 |
| Total | $4.7 |
| Client | AUM |
|---|---|
| Retail | $4.4 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $4.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 116 | $0.0 |
| Average Individual AUM | $235,818 | |
| HNW | 146 | $4.3 |
| Average HNW AUM | $29,791,168 | |
| Retail Total | 262 | $4.4 |
| Average Retail AUM | $16,705,593 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.7 |
| Retail SMA AUM | $4.4 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 33% | $1.5 |
| Equity Non-Exch | 21% | $1.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 26% | $1.2 |
| Other Pools | 10% | $0.5 |
| Cash | 6% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $4.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
14 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL MARTIN | SEATTLE | WA | S66|2010-08-12 | CERTIFIED FINANCIAL PLANNER | |||||
| GEORGE LANE | SEATTLE | WA | S66|2004-10-06 | CERTIFIED FINANCIAL PLANNER | |||||
| TIFFANY ANDERSEN | SEATTLE | WA | CHARTERED FINANCIAL ANALYST | ||||||
| MARIA SIWEK | SEATTLE | WA | S63|2010-02-26|S65|2015-03-10 | CERTIFIED FINANCIAL PLANNER | |||||
| CHELSEA LUZIER | SEATTLE | WA | S63|2004-08-16|S65|2007-06-30 | ||||||
| MATTHEW TALBOT | SEATTLE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| JARRED CHAMBERLAIN | SEATTLE | WA | CHARTERED FINANCIAL ANALYST | ||||||
| SUE SEWELL | SEATTLE | WA | S65|2018-05-04 | ||||||
| CAMERON LAMARCHE | SEATTLE | WA | CHARTERED FINANCIAL ANALYST | ||||||
| JEFFREY PIERCE | SEATTLE | WA | S65|2017-11-20 | ||||||
| BETSY COLE | SEATTLE | WA | S66|2004-08-02 | ||||||
| KEITH VERNON | SEATTLE | WA | S63|1996-06-26|S65|1997-07-21 | CHARTERED FINANCIAL ANALYST | |||||
| YULYA STEWART | SEATTLE | WA | S65|2019-08-23 | ||||||
| WILLIAM SHACK | SEATTLE | WA | S63|2011-11-02|S66|2014-03-31 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $4.7 | $0.0 | 0% | 35 | 0 | 0% |
| 2024-04-02 | $4.0 | $0.7 | 17% | 35 | 0 | 0% |
| 2023-04-04 | $3.7 | $1.0 | 26% | 35 | 0 | 0% |
| 2022-04-01 | $3.4 | $1.2 | 36% | 32 | 3 | 9% |
| 2021-04-05 | $2.8 | $1.9 | 67% | 22 | 13 | 59% |
| 2020-04-01 | $2.0 | $2.6 | 129% | 21 | 14 | 67% |
| 2019-04-01 | $1.4 | $3.3 | 235% | 23 | 12 | 52% |
| 2018-04-02 | $1.1 | $3.5 | 311% | 20 | 15 | 75% |
| 2017-04-01 | $0.7 | $4.0 | 553% | 15 | 20 | 133% |
| 2016-04-01 | $0.6 | $4.1 | 647% | 7 | 28 | 400% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 1 | 34 | 3400% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WA, CA-08/06/2019, TX-08/06/2019, WA-01/05/2015 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV