THE NORDEN GROUP LLC
Latest filing: May 23, 2025 (54 days ago)
AUM
$1,739,496,789
76% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
29
38% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
PROVO, UT
5255 N EDGEWOOD DRIVE, PROVO, UT, UNITED STATES, 84604
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.7 |
| Non-Discretionary | $0.0 |
| Total | $1.7 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $1.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,025 | $0.3 |
| Average Individual AUM | $265,747 | |
| HNW | 263 | $1.2 |
| Average HNW AUM | $4,693,566 | |
| Retail Total | 1,288 | $1.5 |
| Average Retail AUM | $1,169,874 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANSCISO-CA-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 58% | $1.0 |
| Equity Non-Exch | 3% | $0.1 |
| Govt Agency | 1% | $0.0 |
| Municipal | 5% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 11% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 16% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
20 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRAD SORENSEN | PROVO | UT | S63|2017-09-07|S65|2017-11-22 | ||||||
| TYSON WAKLEY | PROVO | UT | S63|2011-05-26|S65|2013-07-16 | ||||||
| AHLIN GRIFFITH | PROVO | UT | S65|2020-10-31 | ||||||
| NATHAN ROSELL | PROVO | UT | S63|2016-06-28|S65|2017-12-14 | CERTIFIED FINANCIAL PLANNER | |||||
| BRENT COCHRAN | PROVO | UT | S63|1993-06-09|S65|1993-06-23 | ||||||
| KYLEE NELSON | PROVO | UT | S65|2020-09-03 | ||||||
| TRENT JOHNSON | PROVO | UT | S66|2011-11-22 | ||||||
| COLTER YDE | PROVO | UT | S65|2019-01-08 | ||||||
| SETH MERRILL | PROVO | UT | S66|2011-12-01 | CERTIFIED FINANCIAL PLANNER | |||||
| RAYMOND JOHNS | PROVO | UT | S63|2010-06-04|S65|2006-12-01 | ||||||
| RENN OLSEN | PROVO | UT | S66|2007-11-15|S65|2015-04-28 | CERTIFIED FINANCIAL PLANNER | |||||
| CODY HUTCHINSON | PROVO | UT | S66|2014-09-05 | ||||||
| GAREN WINN | PROVO | UT | S63|2008-11-04|S65|2012-09-20 | ||||||
| BRADLEY FERNEY | PROVO | UT | S66|2000-06-19 | ||||||
| JASON PERKINS | PROVO | UT | S63|1994-10-03|S65|1999-11-09 | ||||||
| RACHELLE DILLINGHAM | PROVO | UT | S65|2018-10-01 | ||||||
| MATTHEW MENDENHALL | PROVO | UT | S63|2011-06-16|S66|2011-06-24 | ||||||
| NATHANIEL SILVA | PROVO | UT | S65|2024-03-15 | ||||||
| RACHELLE MORRIS | PROVO | UT | S66|2010-03-10 | ||||||
| SHANE JENSEN | PROVO | UT | S63|2000-07-27|S65|2008-05-06 | CHARTERED FINANCIAL CONSULTANT | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.7 | $0.0 | 0% | 29 | 0 | 0% |
| 2025-04-21 | $1.7 | $0.0 | 0% | 29 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.8 | 76% | 21 | 8 | 38% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 15 | 14 | 93% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| UT, AL-06/04/2024, AR-06/04/2024, AZ-08/11/2023, CA-08/11/2023, CO-08/11/2023, FL-11/07/2023, GA-11/07/2023, HI-06/04/2024, ID-01/05/2023, IL-06/04/2024, IN-06/04/2024, MA-06/04/2024, MI-05/23/2025, MO-06/04/2024, MT-08/31/2023, NC-06/04/2024, NE-08/11/2023, NH-05/23/2025, NM-06/04/2024, NV-08/11/2023, NY-11/07/2023, OR-08/31/2023, PA-06/04/2024, TX-08/11/2023, UT-01/05/2023, VA-06/04/2024, WA-08/31/2023, WY-08/11/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV