THOMPSON DAVIS ASSET MANAGEMENT
Latest filing: Mar 28, 2025 (91 days ago)
AUM
$206,863,938
30% change vs. 1 year ago
18% change vs. 3 years ago
0% change vs. 5 years ago
3% change vs. 10 years ago
Employee Count
9
-10% change vs. 1 year ago
-25% change vs. 3 years ago
0% change vs. 5 years ago
-57% change vs. 10 years ago
Main Office
RICHMOND, VA
9030 STONY POINT PKWY, STE 100, RICHMOND, VA, UNITED STATES, 23235
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 88 | $0.1 |
| Average Individual AUM | $667,911 | |
| HNW | 207 | $0.1 |
| Average HNW AUM | $662,533 | |
| Retail Total | 295 | $0.2 |
| Average Retail AUM | $664,137 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RBC CAPITAL MARKETS, LLC | MINNEAPOLIS-MN-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 70% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 25% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| ALTIZER, JUNE ELAINE | CFO/FINOP/PFO/POO |
| DAVIS, WILLIAM DALE JR | CEO |
| THOMPSON, EDWARD HUNTER JR | CHAIRMAN |
| CAMPBELL, DAVID PEARCE | SENIOR VICE PRESIDENT |
| DANIEL, MATTHEW HENRY | SR. VICE PRESIDENT |
| THALHIMER, ADAM ROBERT | DIRECTOR OF RESEARCH |
| WALZ, PEGGY MYERS | CCO |
| JONES, BRANT CHRISTOPHER | INVESTMENT ADVISOR |
ADVDB.CO • SOURCE: SEC
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ADAM THALHIMER | RICHMOND | VA | S63|2002-05-03 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW DANIEL | RICHMOND | VA | S66|2008-10-10 | ||||||
| WILLIAM DAVIS | RICHMOND | VA | S63|1990-07-11|S65|1992-10-16|S66|2006-12-06 | ||||||
| BRANT JONES | RICHMOND | VA | S66|2013-02-01 | CERTIFIED FINANCIAL PLANNER | |||||
| EDWARD THOMPSON | RICHMOND | VA | S63|1984-05-18|S66|2006-06-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 30% | 10 | -1 | -10% |
| 2023-04-04 | $0.1 | $0.1 | 78% | 11 | -2 | -18% |
| 2022-04-01 | $0.2 | $0.0 | 18% | 12 | -3 | -25% |
| 2021-04-05 | $0.1 | $0.1 | 73% | 12 | -3 | -25% |
| 2019-04-01 | $0.1 | $0.1 | 262% | 13 | -4 | -31% |
| 2018-04-02 | $0.1 | $0.1 | 256% | 15 | -6 | -40% |
| 2017-04-01 | $0.2 | $0.0 | -6% | 18 | -9 | -50% |
| 2016-04-01 | $0.1 | $0.1 | 93% | 20 | -11 | -55% |
| 2015-04-01 | $0.2 | $0.0 | 3% | 21 | -12 | -57% |
| 2014-04-01 | $0.1 | $0.1 | 92% | 16 | -7 | -44% |
| 2013-04-01 | $0.1 | $0.1 | 127% | 19 | -10 | -53% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, FL-03/05/2021, NC-03/05/2021, NH-12/23/2021, TX-03/05/2021, VA-03/05/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV