AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.1 |
| Non-Discretionary | $0.4 |
| Total | $3.4 |
| Client | AUM |
|---|---|
| Retail | $2.3 |
| Pooled | $0.0 |
| Institutional | $1.1 |
| Total | $3.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,823 | $0.8 |
| Average Individual AUM | $433,639 | |
| HNW | 570 | $1.5 |
| Average HNW AUM | $2,657,752 | |
| Retail Total | 2,393 | $2.3 |
| Average Retail AUM | $963,411 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $2.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.4 |
| Retail SMA AUM | $2.3 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $0.6 |
| Equity Non-Exch | 26% | $0.9 |
| Govt Agency | 2% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 44% | $1.5 |
| Other Pools | 1% | $0.0 |
| Cash | 8% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $3.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DIVERSIFIED PARTNERS INC | $0.2 | 109570 | |
| EMPLOYEE BENEFIT SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| PARKER, THOMAS JENKINS | PRESIDENT, CEO |
| HERNDON, JACK CLARK JR | EXECUTIVE V.P. SECURITIES |
| PARKER, SUSAN SWEENEY | TRUSTEE OF PARKER FAMILY TRUST |
| HARTLEY, LAWRENCE RANDALL | MEMBER |
| ATKINS, JOHN SEXTON | MEMBER |
| WEDDINGTON, WILLIAM ALLEN | MEMBER |
| STEELE, BARRY GENE | MEMBER |
| PARKER, PATRICK GIBBONS | MEMBER |
| KELLY, DANIEL JAMES | V.P. OPERATIONS - CCO, CFO |
ADVDB.CO • SOURCE: SEC
33 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL KELLY | BRENTWOOD | TN | S63|1993-11-24 | ||||||
| RAYMOND MOCKMORE | BRENTWOOD | TN | S66|2010-03-26 | ||||||
| THOMAS PARKER | BRENTWOOD | TN | S63|2000-05-10 | ||||||
| MICHAEL REYNOLDS | BRENTWOOD | TN | S63|1986-11-26 | CHARTERED FINANCIAL CONSULTANT | |||||
| THOMAS PARKER | BRENTWOOD | TN | S63|1982-03-22 | CHARTERED FINANCIAL CONSULTANT | |||||
| KATHERINE WILSON | BRENTWOOD | TN | S66|2017-07-09 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM WITHEROW | BRENTWOOD | TN | S63|1985-07-31 | ||||||
| MICHAEL GOLDSTON | BRENTWOOD | TN | S63|1986-01-29|S65|1992-03-12 | ||||||
| MARTHA WALTHALL | BRENTWOOD | TN | S65|2023-08-04|S63|2023-09-22 | ||||||
| CHRISTOPHER PARKER | BRENTWOOD | TN | S66|2011-06-03 | ||||||
| JIMMY ORMAN | BRENTWOOD | TN | S63|1988-08-17 | ||||||
| JAMES REYNOLDS | BRENTWOOD | TN | S66|2010-07-30 | ||||||
| WILLIAM WEDDINGTON | BRENTWOOD | TN | S63|1980-05-20 | CERTIFIED FINANCIAL PLANNER | |||||
| PATRICK PARKER | BRENTWOOD | TN | S63|1980-05-20 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL CARNINE | BRENTWOOD | TN | S63|2012-07-20|S65|2020-11-20 | ||||||
| GRAHAM ALLEN | BRENTWOOD | TN | S63|1986-11-20 | ||||||
| JUSTIN PARKER | BRENTWOOD | TN | S63|2004-05-10|S66|2006-09-25|S65|2015-10-01 | ||||||
| JOHN ATKINS | BRENTWOOD | TN | S63|1981-07-14 | ||||||
| CARL LEE | BRENTWOOD | TN | S63|2001-11-09 | ||||||
| JOHN FUSSELL | BRENTWOOD | TN | S63|1996-07-18 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $3.4 | $0.0 | 0% | 34 | 0 | 0% |
| 2025-04-21 | $3.4 | $0.0 | 0% | 34 | 0 | 0% |
| 2024-04-02 | $2.9 | $0.5 | 17% | 34 | 0 | 0% |
| 2023-04-04 | $2.4 | $1.0 | 40% | 33 | 1 | 3% |
| 2022-04-01 | $2.9 | $0.5 | 16% | 33 | 1 | 3% |
| 2021-04-05 | $2.5 | $0.9 | 35% | 33 | 1 | 3% |
| 2020-04-01 | $2.0 | $1.4 | 68% | 33 | 1 | 3% |
| 2019-04-01 | $1.7 | $1.7 | 98% | 32 | 2 | 6% |
| 2018-04-02 | $1.8 | $1.6 | 89% | 33 | 1 | 3% |
| 2017-04-01 | $1.5 | $2.0 | 135% | 32 | 2 | 6% |
| 2016-04-01 | $1.2 | $2.2 | 177% | 31 | 3 | 10% |
| 2015-04-01 | $1.2 | $2.2 | 173% | 31 | 3 | 10% |
| 2014-04-01 | $1.1 | $2.3 | 201% | 33 | 1 | 3% |
| 2013-04-01 | $1.0 | $2.4 | 236% | 35 | -1 | -3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TN, AL-09/15/2000, AR-03/27/2020, AZ-03/27/2020, CA-03/02/2011, CO-03/29/2018, FL-11/06/2000, GA-03/13/2000, IL-04/01/2010, IN-03/21/2000, KY-03/26/2004, LA-01/05/2009, MD-03/27/2015, MS-03/23/2005, NC-01/05/2009, OH-03/05/2010, OK-03/27/2020, PA-03/30/2022, SC-03/27/2015, TN-02/15/2000, TX-05/24/2000, VA-01/05/2009, WA-03/27/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV