THRIVE WEALTH MANAGEMENT, LLC
Latest filing: Feb 13, 2025 (248 days ago)
AUM
$1,322,350,025
22% change vs. 1 year ago
71% change vs. 3 years ago
228% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
15
15% change vs. 1 year ago
36% change vs. 3 years ago
36% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
AUDUBON, PA
1000 MADISON AVENUE, AUDUBON, PA, UNITED STATES, 19403
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 522 | $0.3 |
| Average Individual AUM | $581,846 | |
| HNW | 268 | $1.0 |
| Average HNW AUM | $3,733,954 | |
| Retail Total | 790 | $1.3 |
| Average Retail AUM | $1,651,169 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 13% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $1.0 |
| Other Pools | 2% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW DONAHUE | AUDUBON | PA | S65|2015-01-28 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL PTASZENSKI | AUDUBON | PA | S63|2004-08-23|S65|2007-12-03 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW FATZ | AUDUBON | PA | S63|2008-09-04|S65|2011-01-07|S66|2002-06-17 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL STANTON | AUDUBON | PA | S63|2011-12-15|S65|2012-05-23 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN ERFLE | AUDUBON | PA | S63|2004-11-18|S65|2007-09-20 | CERTIFIED FINANCIAL PLANNER | |||||
| JACK GREEN | AUDUBON | PA | S66|2020-07-01 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTIAN DEKKER | AUDUBON | PA | CERTIFIED FINANCIAL PLANNER | ||||||
| RYAN KELLY | AUDUBON | PA | S66|2014-07-14 | CERTIFIED FINANCIAL PLANNER | |||||
| LORETTA HUTCHINSON | AUDUBON | PA | S66|2008-03-08 | CERTIFIED FINANCIAL PLANNER | |||||
| IAN HOFFMAN | AUDUBON | PA | S63|2016-06-14 | CERTIFIED FINANCIAL PLANNER | |||||
| MELISSA DEVLIN | AUDUBON | PA | CERTIFIED FINANCIAL PLANNER | ||||||
| NORMAN MACQUEEN | AUDUBON | PA | S63|1994-04-22|S65|1994-05-06 | ||||||
| SEAN GALLAGHER | AUDUBON | PA | S65|2023-12-06 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.3 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $1.3 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.2 | 22% | 13 | 2 | 15% |
| 2023-04-04 | $0.8 | $0.5 | 57% | 13 | 2 | 15% |
| 2022-04-01 | $0.8 | $0.5 | 71% | 11 | 4 | 36% |
| 2021-04-05 | $0.6 | $0.8 | 138% | 12 | 3 | 25% |
| 2020-04-01 | $0.4 | $0.9 | 228% | 11 | 4 | 36% |
| 2019-04-01 | $0.3 | $1.0 | 375% | 9 | 6 | 67% |
| 2018-04-02 | $0.3 | $1.1 | 397% | 7 | 8 | 114% |
| 2017-04-01 | $0.2 | $1.1 | 495% | 6 | 9 | 150% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, CA-02/18/2022, CT-09/13/2016, DE-11/05/2021, FL-09/13/2016, GA-06/04/2024, MA-12/07/2022, MD-03/26/2022, NC-04/18/2022, NH-10/13/2020, NJ-09/21/2016, NY-03/28/2018, PA-09/13/2016, SC-03/26/2022, TX-03/28/2018, VA-04/18/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV