TLG ADVISORS, INC.
Latest filing: Apr 10, 2025 (99 days ago)
AUM
$1,948,103,893
17% change vs. 1 year ago
76% change vs. 3 years ago
271% change vs. 5 years ago
477% change vs. 10 years ago
Employee Count
280
6% change vs. 1 year ago
15% change vs. 3 years ago
60% change vs. 5 years ago
192% change vs. 10 years ago
Main Office
SUMMIT, NJ
475 SPRINGFIELD AVE, SUITE 1, SUMMIT, NJ, UNITED STATES, 7901
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.5 |
| Non-Discretionary | $0.4 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $1.9 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 5,656 | $1.4 |
| Average Individual AUM | $242,421 | |
| HNW | 226 | $0.5 |
| Average HNW AUM | $2,231,034 | |
| Retail Total | 5,882 | $1.9 |
| Average Retail AUM | $318,828 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| SEI INVESTMENTS DISTRIBUTION CO. | OAKS-PA-USA | $0.3 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | LONE TREE-CO-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.9 |
| Retail SMA AUM | $1.9 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 64% | $1.2 |
| Equity Non-Exch | 3% | $0.1 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 14% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $1.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE LEADERS GROUP, INC. | $0.0 | broker-dealer | 37157 |
| GIDEON STRATEGIC PARTNERS LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| RILEY, ZORAH, JANE | CHIEF COMPLIANCE OFFICER |
| WICKERSHAM, SEAN, DAVID | PRESIDENT |
| MANN, WARREN, BRENNAN | PRINCIPAL OPERATIONS OFFICER |
| DONALDSON, BRUCE, GEORGE | BOARD MEMBER |
| MCCANN, ERIN, BARTLETT | BOARD MEMBER |
| LEIDNER, MITCHELL, MARC | BOARD MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
259 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JASON LENAGH | LITTLETON | CO | S66|2014-10-23 | ||||||
| JERRY RUBIN | LITTLETON | CO | S63|1982-12-01|S65|2010-09-30 | ||||||
| JORDAN BRUCE | LITTLETON | CO | S63|2023-09-25|S65|2023-12-22 | ||||||
| JERIME WYANT | LITTLETON | CO | S66|2019-11-09 | ||||||
| WILLIAM STAPLES | LITTLETON | CO | S63|2013-11-01|S65|2020-09-17 | ||||||
| ALEXANDER NIKOLENKO | LITTLETON | CO | S63|1999-02-04|S65|1999-12-21 | ||||||
| DAVID PATTON | LITTLETON | CO | S63|2003-01-03|S65|2004-09-02 | ||||||
| JOSHUA PIERCE | LITTLETON | CO | S63|2015-07-27|S65|2018-08-01 | ||||||
| JOHN GILMORE | LITTLETON | CO | S66|2019-01-25 | ||||||
| THOMAS ARCHER | LITTLETON | CO | S63|1984-05-22|S66|2007-12-17 | CHARTERED FINANCIAL CONSULTANT | |||||
| JAMES CONNELL | LITTLETON | CO | S63|1992-08-12 | ||||||
| BRIAN HANSON | LITTLETON | CO | S63|1991-08-19|S65|2008-08-22 | ||||||
| YONGYI FAN | LITTLETON | CO | S63|2013-10-21|S65|2015-09-10 | ||||||
| DANIEL BARAJAS | LITTLETON | CO | S63|2000-04-08|S65|2005-01-24 | ||||||
| RICHARD MAHOLCHIC | LITTLETON | CO | S63|2011-01-14 | CHARTERED FINANCIAL CONSULTANT | |||||
| EDWARD WATKO | LITTLETON | CO | S63|1989-06-08 | ||||||
| MAURA MANDELL | LITTLETON | CO | S63|1996-02-22|S65|2022-05-23 | ||||||
| DIANA GROH | LITTLETON | CO | S66|2015-12-22 | ||||||
| DOUGLAS CLERMONT | LITTLETON | CO | S63|2000-02-25 | ||||||
| IGOR ZEY | LITTLETON | CO | S63|1998-09-28|S65|1999-12-29 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.9 | $0.0 | 0% | 280 | 0 | 0% |
| 2025-04-21 | $1.9 | $0.0 | 0% | 280 | 0 | 0% |
| 2024-04-02 | $1.7 | $0.3 | 17% | 264 | 16 | 6% |
| 2023-04-04 | $1.6 | $0.3 | 20% | 264 | 16 | 6% |
| 2022-04-01 | $1.1 | $0.8 | 76% | 244 | 36 | 15% |
| 2021-04-05 | $1.2 | $0.8 | 67% | 175 | 105 | 60% |
| 2020-04-01 | $0.5 | $1.4 | 271% | 175 | 105 | 60% |
| 2019-04-01 | $0.4 | $1.5 | 381% | 130 | 150 | 115% |
| 2018-04-02 | $0.4 | $1.6 | 411% | 120 | 160 | 133% |
| 2017-04-01 | $0.3 | $1.6 | 525% | 120 | 160 | 133% |
| 2016-04-01 | $0.3 | $1.7 | 556% | 100 | 180 | 180% |
| 2015-04-01 | $0.3 | $1.6 | 477% | 96 | 184 | 192% |
| 2014-04-01 | $0.3 | $1.7 | 588% | 90 | 190 | 211% |
| 2013-04-01 | $0.2 | $1.7 | 851% | 75 | 205 | 273% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AL-07/01/2020, AR-01/12/2021, AZ-03/30/2021, CA-08/06/2001, CO-08/06/2001, CT-11/26/2013, DC-04/10/2025, DE-10/10/2019, FL-08/17/2001, GA-08/06/2001, HI-09/07/2023, IA-12/13/2021, ID-07/27/2017, IL-02/18/2010, IN-07/01/2014, KS-07/16/2018, KY-03/23/2018, LA-03/05/2003, MA-08/10/2001, MD-02/16/2010, MI-03/07/2012, MN-03/07/2012, MO-10/01/2009, MS-09/18/2003, MT-09/19/2018, NC-08/06/2001, ND-09/15/2021, NE-09/27/2017, NH-06/03/2008, NJ-05/02/2018, NM-04/10/2025, NV-01/06/2023, NY-06/19/2013, OH-01/12/2004, OK-06/11/2019, OR-10/12/2022, PA-08/06/2001, RI-01/04/2010, SC-03/30/2020, SD-03/30/2025, TN-03/23/2018, TX-04/05/2005, UT-07/11/2006, VA-02/18/2011, WA-08/06/2001, WI-07/01/2015, WV-10/28/2021, WY-08/26/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV