TMD WEALTH MANAGEMENT
Latest filing: Jun 11, 2024 (552 days ago)
AUM
$780,813,978
-2% change vs. 1 year ago
30% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
10
-17% change vs. 1 year ago
11% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SCOTTSDALE, AZ
15333 N. PIMA ROAD, SCOTTSDALE, AZ, UNITED STATES, 85260
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 139 | $0.1 |
| Average Individual AUM | $449,529 | |
| HNW | 171 | $0.7 |
| Average HNW AUM | $3,824,911 | |
| Retail Total | 310 | $0.7 |
| Average Retail AUM | $2,311,434 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 72% | $0.6 |
| Other Pools | 17% | $0.1 |
| Cash | 2% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TMD INSURANCE SERVICES, LLC | $0.0 | - | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GAVIN LYONS | SCOTTSDALE | AZ | S65|2011-12-05 | CERTIFIED FINANCIAL PLANNER | |||||
| DANTE PETERSON | SCOTTSDALE | AZ | S65|2022-01-22 | ||||||
| ROBERT SMITH | SCOTTSDALE | AZ | S63|1988-06-30 | CHARTERED FINANCIAL CONSULTANT | |||||
| MARK RIZVI | SCOTTSDALE | AZ | S65|2019-04-25 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC ANTHONY | SCOTTSDALE | AZ | S66|2016-08-24 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| TODD DOUMA | SCOTTSDALE | AZ | S63|1993-11-18|S65|1995-11-09 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| AZ, AZ-07/31/2020, CA-07/31/2020, CO-07/30/2021, FL-07/31/2020, IL-03/27/2024, LA-07/30/2021, MA-03/25/2022, NC-02/27/2023, NE-10/02/2020, NH-10/02/2020, OK-07/31/2020, OR-03/19/2021, TX-07/31/2020, WA-07/31/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV