AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 4,198 | $0.6 |
| Average Individual AUM | $149,454 | |
| HNW | 1,497 | $0.9 |
| Average HNW AUM | $569,520 | |
| Retail Total | 5,695 | $1.5 |
| Average Retail AUM | $259,873 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.6 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.6 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 24% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 47% | $0.8 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 21% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOUGLAS HAWS | OKLAHOMA CITY | OK | S63|1997-01-28|S65|1995-10-26 | CHARTERED FINANCIAL ANALYST | |||||
| RICHARD PARRY | OKLAHOMA CITY | OK | S63|1997-10-16|S65|1991-12-02 | CHARTERED FINANCIAL ANALYST | |||||
| NICHOLAS POINTER | OKLAHOMA CITY | OK | S65|2012-09-11 | CHARTERED FINANCIAL ANALYST | |||||
| CORY ROBINSON | OKLAHOMA CITY | OK | CHARTERED FINANCIAL ANALYST | ||||||
| JEREMY WILCOX | OKLAHOMA CITY | OK | S65|2016-02-06 | CERTIFIED FINANCIAL PLANNER | |||||
| VIRGINIA DAVIS | OKLAHOMA CITY | OK | S65|2021-02-11 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.6 | $0.0 | 0% | 11 | 0 | 0% |
| 2025-04-21 | $1.6 | $0.0 | 0% | 11 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.1 | 8% | 11 | 0 | 0% |
| 2023-04-04 | $1.5 | $0.1 | 7% | 11 | 0 | 0% |
| 2022-04-01 | $1.8 | -$0.2 | -9% | 12 | -1 | -8% |
| 2021-04-05 | $1.6 | $0.0 | -1% | 12 | -1 | -8% |
| 2020-04-01 | $1.4 | $0.2 | 15% | 13 | -2 | -15% |
| 2019-04-01 | $1.2 | $0.4 | 37% | 12 | -1 | -8% |
| 2018-04-02 | $1.2 | $0.4 | 34% | 12 | -1 | -8% |
| 2017-04-01 | $1.1 | $0.6 | 53% | 12 | -1 | -8% |
| 2016-04-01 | $0.9 | $0.7 | 80% | 12 | -1 | -8% |
| 2015-04-01 | $0.8 | $0.8 | 104% | 11 | 0 | 0% |
| 2014-04-01 | $0.7 | $1.0 | 145% | 11 | 0 | 0% |
| 2013-04-01 | $0.6 | $1.0 | 159% | 11 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| OK, AK-12/11/1992, AL-01/09/1992, AR-11/10/1992, AZ-08/22/1994, CA-11/04/1992, CO-03/25/2004, CT-09/08/1997, DC-01/05/1994, DE-04/09/2003, FL-12/11/1992, GA-10/29/1992, HI-12/14/1992, IA-03/29/2004, ID-01/01/1992, IL-12/11/1992, IN-11/08/2000, KS-12/11/1992, KY-10/16/1992, LA-10/17/2001, MA-04/14/1994, MD-10/22/1992, ME-12/11/1992, MI-01/05/2000, MN-12/27/1994, MO-11/13/1992, MS-12/16/1997, MT-11/05/1992, NC-11/01/2000, NE-01/03/2002, NH-12/04/1992, NJ-02/21/1992, NM-12/11/1992, NV-11/19/1992, NY-09/03/1991, OH-03/25/2004, OK-01/01/2001, OR-12/11/1998, PA-12/03/1992, PR-11/05/1992, RI-01/01/1993, SC-12/11/1992, SD-11/18/1992, TN-01/01/1998, TX-12/11/1992, UT-10/16/1992, VA-11/05/1992, VT-01/27/1995, WA-11/12/1992, WI-07/08/1997, WV-11/15/1992 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV