TOOMEY INVESTMENT MANAGEMENT, INC
Latest filing: Feb 11, 2025 (161 days ago)
AUM
$270,635,074
23% change vs. 1 year ago
34% change vs. 3 years ago
117% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
3
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WALLINGFORD, CT
420 CENTER STREET, WALLINGFORD, CT, UNITED STATES, 6492
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,215 | $0.1 |
| Average Individual AUM | $102,969 | |
| HNW | 76 | $0.1 |
| Average HNW AUM | $1,796,572 | |
| Retail Total | 1,291 | $0.3 |
| Average Retail AUM | $202,670 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY INSTITUTIONAL BROKERAGE SERVICES | COVINGTON-KY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 34% | $0.1 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 48% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AUSTIN TOOMEY | $0.0 | - | |
| DANIEL PERREAULT | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AUSTIN TOOMEY | WALLINGFORD | CT | S63|2012-03-26|S65|2013-01-25 | ||||||
| BRENDAN TOOMEY | WALLINGFORD | CT | S63|1997-08-05 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL PERREAULT | WALLINGFORD | CT | S65|2019-01-30|S63|2019-02-22 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.3 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 23% | 3 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 48% | 3 | 0 | 0% |
| 2022-04-01 | $0.2 | $0.1 | 34% | 3 | 0 | 0% |
| 2021-04-05 | $0.2 | $0.1 | 68% | 3 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.1 | 117% | 3 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.2 | 187% | 2 | 1 | 50% |
| 2018-04-02 | $0.1 | $0.2 | 169% | 2 | 1 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CT-02/01/2019, FL-02/01/2019, LA-02/04/2022, MA-02/01/2019, NC-02/04/2022, NH-10/23/2019, SC-10/23/2019, TX-10/23/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV