TOWERS WATSON INVESTMENT SERVICES, INC.
Latest filing: Jun 30, 2025 (88 days ago)
AUM
$52,220,039,039
2% change vs. 1 year ago
-7% change vs. 3 years ago
16% change vs. 5 years ago
226% change vs. 10 years ago
Employee Count
242
16% change vs. 1 year ago
40% change vs. 3 years ago
27% change vs. 5 years ago
91% change vs. 10 years ago
Main Office
CHICAGO, IL
233 SOUTH WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.7 |
| Non-Discretionary | $4.5 |
| Total | $52.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $52.2 |
| Total | $52.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $6.0 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $4.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $52.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $52.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $1.6 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $2.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.5 |
| Other Pools | 52% | $27.1 |
| Cash | 3% | $1.6 |
| Other | 36% | $18.8 |
| Total | 100% | $52.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TOWERS WATSON INVESTMENT MANAGEMENT LIMITED | $23.9 | 168493 | |
| WESTPORT FINANCIAL SERVICES, L.L.C. | $0.0 | broker-dealer | 38449 |
| WILLIS NORTH AMERICA | $0.0 | - | |
| TOWERS WATSON LIMITED | $0.0 | - | |
| WTW INVESTMENT MANAGEMENT CANADA LIMITED | $0.0 | - | |
| WILLIS TOWERS WATSON SECURITIES, LLC | $0.0 | broker-dealer | 317602 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
20 active
| Name | Title |
|---|---|
| ROSS, KEMP, DOUGLAS | DIRECTOR |
| SRIVASTAVA, NIMISHA | DIRECTOR, PRESIDENT |
| REMIJAS, ANDREW, CHRISTOPHER | MONEY LAUNDERING RESPONSIBLE OFFICER |
| MALKO, KLOI | CHIEF FINANCIAL OFFICER AND TREASURER |
| DAVIS, ADINA, C | SECRETARY |
| PLINER, JONATHAN, DALE | DIRECTOR |
| LAZICH, DRAGAN | CHIEF COMPLIANCE OFFICER |
| LUKE, DIYA | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
26 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAMON KEEBLE | CHICAGO | IL | |||||||
| COLIN AYLWARD | CHICAGO | IL | S63|2023-05-04 | ||||||
| KIPP RECK | CHICAGO | IL | S66|2001-06-11|S63|2018-10-26 | ||||||
| MICHAEL THOMAS | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| JOHN DELANEY | CHICAGO | IL | |||||||
| COLE JACOBS | CHICAGO | IL | |||||||
| DAVID O'MEARA | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| JONATHAN PLINER | CHICAGO | IL | |||||||
| BENJAMIN LEACH | CHICAGO | IL | S63|2019-06-17 | CHARTERED FINANCIAL ANALYST | |||||
| BEAU MORRISON | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| ELIZABETH ASHMORE | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTY LOOP | CHICAGO | IL | S63|2004-04-28 | CHARTERED FINANCIAL ANALYST | |||||
| SHANIQUE JONES | CHICAGO | IL | |||||||
| DAKOTA BURKE | CHICAGO | IL | S63|2023-01-23 | ||||||
| JOSEPH AUGER | CHICAGO | IL | |||||||
| NICOLAAS SMIT | CHICAGO | IL | |||||||
| YANNICK GAGNE | CHICAGO | IL | |||||||
| ALLISON FOX | CHICAGO | IL | S66|2008-09-02 | ||||||
| TRAVIS GAERTNER | CHICAGO | IL | |||||||
| SAMARTH ZAVERI | CHICAGO | IL | S63|2007-12-01 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $52.2 | $0.0 | 0% | 242 | 0 | 0% |
| 2025-04-21 | $52.2 | $0.0 | 0% | 242 | 0 | 0% |
| 2024-04-02 | $51.4 | $0.8 | 2% | 208 | 34 | 16% |
| 2023-04-04 | $63.3 | -$11.1 | -17% | 198 | 44 | 22% |
| 2022-04-01 | $56.2 | -$4.0 | -7% | 173 | 69 | 40% |
| 2021-04-05 | $48.9 | $3.3 | 7% | 182 | 60 | 33% |
| 2020-04-01 | $44.9 | $7.3 | 16% | 190 | 52 | 27% |
| 2019-04-01 | $35.2 | $17.0 | 48% | 190 | 52 | 27% |
| 2018-04-02 | $27.4 | $24.8 | 91% | 187 | 55 | 29% |
| 2017-04-01 | $35.3 | $16.9 | 48% | 180 | 62 | 34% |
| 2016-04-01 | $30.5 | $21.7 | 71% | 168 | 74 | 44% |
| 2015-04-01 | $16.0 | $36.2 | 226% | 127 | 115 | 91% |
| 2014-04-01 | $12.0 | $40.2 | 335% | 117 | 125 | 107% |
| 2013-04-01 | $11.0 | $41.2 | 375% | 119 | 123 | 103% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CA-09/23/2016, CO-03/30/2025, CT-03/28/2019, FL-04/02/2018, GA-02/17/1995, IL-03/31/2010, KY-09/19/2024, MA-09/23/2016, MI-09/23/2016, MN-09/23/2016, MO-03/20/2020, NC-09/23/2016, NJ-04/01/2020, NY-03/26/2010, OH-09/23/2016, PA-09/23/2016, SC-03/30/2025, TN-09/19/2024, TX-05/09/1995, VA-09/23/2016, WA-03/30/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS MARKET TIMING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
REP BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV