AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $3.5 |
| Total | $4.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.4 |
| Institutional | $2.9 |
| Total | $4.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $2.9 |
| Total | 100% | $2.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TRANSWESTERN STRATEGIC PARTNERS FUND III GP, L.L.C | $0.0 | - | |
| TSP VALUE AND INCOME FUND II GP, LLC | $0.0 | - | |
| TRANSWESTERN COMMERCIAL SERVICES, LLC | $0.0 | - | |
| TRANSWESTERN DEVELOPMENT COMPANY, LLC | $0.0 | - | |
| CORPORATE PROPERTIES TRUST I GP, L.L.C. | $0.0 | - | |
| CORPORATE PROPERTIES TRUST II GP, L.L.C. | $0.0 | - | |
| MIP MASTER GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| DUNCAN, ROBERT, DOUGLAS | CHAIRMAN, MEMBER |
| HEARD, LAWRENCE, PIKE | CHIEF EXECUTIVE OFFICER |
| BOURGEOIS, REID, MICHAEL | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER |
| HAZEN, CHARLES, NICHOLAS | PRESIDENT |
| GARANCIS, PAUL | EXECUTIVE MANAGING DIRECTOR, HEAD OF PORTFOLIO MANAGEMENT |
| JAYE, GARY, RAYMOND | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| COLLIN COMER | DALLAS | TX | |||||||
| JUAN DEANGULO | DALLAS | TX | |||||||
| LAURIE DOTTER | DALLAS | TX | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $4.3 | $0.0 | 0% | 27 | 0 | 0% |
| 2025-04-21 | $4.3 | $0.0 | 0% | 27 | 0 | 0% |
| 2024-04-02 | $4.0 | $0.3 | 7% | 31 | -4 | -13% |
| 2023-04-04 | $5.0 | -$0.7 | -13% | 24 | 3 | 12% |
| 2022-04-01 | $5.2 | -$0.9 | -18% | 23 | 4 | 17% |
| 2021-04-05 | $4.8 | -$0.5 | -10% | 26 | 1 | 4% |
| 2020-04-01 | $4.6 | -$0.3 | -6% | 30 | -3 | -10% |
| 2019-04-01 | $4.4 | -$0.1 | -3% | 28 | -1 | -4% |
| 2018-04-02 | $4.4 | -$0.1 | -2% | 30 | -3 | -10% |
| 2017-04-01 | $3.1 | $1.2 | 37% | 20 | 7 | 35% |
| 2016-04-01 | $2.0 | $2.3 | 111% | 18 | 9 | 50% |
| 2015-04-01 | $0.8 | $3.5 | 428% | 12 | 15 | 125% |
| 2014-04-01 | $0.8 | $3.5 | 428% | 12 | 15 | 125% |
| 2013-04-01 | $0.5 | $3.8 | 722% | 9 | 18 | 200% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-05/23/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV