AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.1 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.8 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 709 | $0.1 |
| Average Individual AUM | $209,259 | |
| HNW | 145 | $0.3 |
| Average HNW AUM | $1,820,929 | |
| Retail Total | 854 | $0.4 |
| Average Retail AUM | $482,903 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 54% | $0.6 |
| Equity Non-Exch | 5% | $0.1 |
| Govt Agency | 10% | $0.1 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 24% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 0% | $0.0 |
| Total | 99% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TRB CAPITAL MARKETS, LLC | $0.0 | broker-dealer | 322618 |
| TEXAS REGIONAL BANK | $0.0 | - | |
| TRB INSURANCE, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALMA VILLARREAL | HARLINGEN | TX | S66|2004-12-06 | ||||||
| KEVIN WHITWORTH | HARLINGEN | TX | S65|2019-08-16 | ||||||
| JOHN STEWART | HARLINGEN | TX | S66|2019-12-16 | ||||||
| LINDA ROBERTS | HARLINGEN | TX | S66|2012-07-30 | ||||||
| EDUARDO CASO | HARLINGEN | TX | S66|2007-03-26 | ||||||
| RICARDO GARCIA FUENTES | HARLINGEN | TX | S63|2009-12-18|S65|2018-04-20 | ||||||
| ROBERT FARRIS | HARLINGEN | TX | CERTIFIED FINANCIAL PLANNER | ||||||
| JOHN TIPPIT | HARLINGEN | TX | S66|2011-10-07 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.2 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $1.2 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $1.2 | $0.0 | -2% | 8 | 7 | 88% |
| 2023-04-04 | $0.5 | $0.7 | 139% | 7 | 8 | 114% |
| 2022-04-01 | $0.5 | $0.7 | 144% | 9 | 6 | 67% |
| 2021-04-05 | $0.2 | $1.0 | 547% | 7 | 8 | 114% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, IL-03/29/2024, TX-07/23/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV