AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 688 | $0.2 |
| Average Individual AUM | $219,102 | |
| HNW | 121 | $0.2 |
| Average HNW AUM | $1,890,599 | |
| Retail Total | 809 | $0.4 |
| Average Retail AUM | $469,104 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 54% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 16% | $0.1 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ARRAH-WONAH NESTER | SUN CITY | AZ | S63|2011-06-28|S65|2011-03-24 | ||||||
| DAVID DORSEY | SUN CITY | AZ | S63|2002-01-03|S66|2018-01-31 | ||||||
| MICHAEL BIRD | SUN CITY | AZ | S66|2009-10-09 | ||||||
| ERIC BIRD | SUN CITY | AZ | CERTIFIED FINANCIAL PLANNER | ||||||
| WILLIAM MITTON | SUN CITY | AZ | S63|2000-07-12|S66|2017-12-29 | ||||||
| CODY ASHTON | SUN CITY | AZ | S66|2008-04-24 | ||||||
| BRIAN SMALLEY | SUN CITY | AZ | S66|2008-10-02 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 23% | 8 | 1 | 12% |
| 2023-04-04 | $0.3 | $0.1 | 23% | 8 | 1 | 12% |
| 2022-04-01 | $0.4 | $0.0 | 5% | 7 | 2 | 29% |
| 2021-04-05 | $0.3 | $0.1 | 33% | 7 | 2 | 29% |
| 2020-04-01 | $0.2 | $0.2 | 78% | 7 | 2 | 29% |
| 2019-04-01 | $0.2 | $0.2 | 123% | 7 | 2 | 29% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 6 | 3 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ, AZ-11/19/2018, CA-11/19/2018, CO-03/03/2023, FL-03/03/2023, ID-03/03/2023, MN-11/19/2018, MO-03/13/2019, NE-03/13/2019, NM-03/13/2019, NV-02/22/2021, TX-11/19/2018, UT-11/19/2018, WA-03/13/2019, WI-03/03/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV