VALEO FINANCIAL ADVISORS, LLC
Latest filing: Mar 29, 2025 (109 days ago)
AUM
$10,639,940,975
19% change vs. 1 year ago
46% change vs. 3 years ago
116% change vs. 5 years ago
518% change vs. 10 years ago
Employee Count
177
14% change vs. 1 year ago
48% change vs. 3 years ago
185% change vs. 5 years ago
392% change vs. 10 years ago
Main Office
CARMEL, IN
10 W. CARMEL DR STE 400, CARMEL, IN, UNITED STATES, 46032-3357
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.4 |
| Non-Discretionary | $3.3 |
| Total | $10.6 |
| Client | AUM |
|---|---|
| Retail | $10.4 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $10.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 767 | $0.3 |
| Average Individual AUM | $419,453 | |
| HNW | 2,249 | $10.1 |
| Average HNW AUM | $4,478,623 | |
| Retail Total | 3,016 | $10.4 |
| Average Retail AUM | $3,446,335 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $6.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $10.6 |
| Retail SMA AUM | $10.4 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $2.7 |
| Equity Non-Exch | 1% | $0.1 |
| Govt Agency | 2% | $0.2 |
| Municipal | 12% | $1.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 33% | $3.5 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $1.2 |
| Other | 12% | $1.3 |
| Total | 96% | $10.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESTOR FACILITATION, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| EVANS, PHILLIP, RICHARD | MEMBER |
| TROTT, JOHN, CHARLES | MEMBER |
| WORTMAN, JOHN, THOMAS | CHIEF EXECUTIVE OFFICER, MEMBER |
| GINN, TIMOTHY, A | MEMBER |
| FULK, GREGORY, ALAN | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER |
| PADGETT, JUSTIN, M | PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
90 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DYLAN BROOKS | CARMEL | IN | S63|2019-01-03|S65|2020-02-18 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVIS ODOM | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| CHARLOTTE LIPPERT | CARMEL | IN | S65|2002-07-24 | CHARTERED FINANCIAL ANALYST | |||||
| MELISSA BUCHERT | CARMEL | IN | S63|2006-06-19 | CERTIFIED FINANCIAL PLANNER | |||||
| BRENT WILLIAMS | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| CARA BRASOR | CARMEL | IN | S63|2004-10-11 | CERTIFIED FINANCIAL PLANNER | |||||
| TYLER HOCKETT | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID PAGE | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| JOHN WYAND | CARMEL | IN | S63|2003-04-18|S66|2006-03-06 | CERTIFIED FINANCIAL PLANNER | |||||
| KRISTINE MERTA | CARMEL | IN | S65|2012-04-09 | ||||||
| MATTHEW WILLIAMS | CARMEL | IN | S66|2010-04-11 | CERTIFIED FINANCIAL PLANNER | |||||
| PHILIP WALLIN | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| KATIE SMITH | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| SANDESH ARLES | CARMEL | IN | S63|2010-10-22|S66|2012-05-29 | ||||||
| HEATH LANGE | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| FERNANDO ORTIZ | CARMEL | IN | S63|1987-07-01|S65|2005-04-21 | CERTIFIED FINANCIAL PLANNER | |||||
| REGAN CLARK | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| GREGORY FULK | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| LAURA WILSON | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
| JACOB KLEIMOLA | CARMEL | IN | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $10.6 | $0.0 | 0% | 177 | 0 | 0% |
| 2025-04-21 | $10.6 | $0.0 | 0% | 177 | 0 | 0% |
| 2024-04-02 | $8.9 | $1.7 | 19% | 155 | 22 | 14% |
| 2023-04-04 | $7.1 | $3.5 | 50% | 161 | 16 | 10% |
| 2022-04-01 | $7.3 | $3.4 | 46% | 120 | 57 | 48% |
| 2021-04-05 | $6.4 | $4.2 | 66% | 99 | 78 | 79% |
| 2020-04-01 | $4.9 | $5.7 | 116% | 62 | 115 | 185% |
| 2019-04-01 | $3.8 | $6.9 | 184% | 68 | 109 | 160% |
| 2018-04-02 | $3.3 | $7.3 | 218% | 55 | 122 | 222% |
| 2017-04-01 | $2.4 | $8.2 | 339% | 49 | 128 | 261% |
| 2016-04-01 | $2.0 | $8.6 | 431% | 46 | 131 | 285% |
| 2015-04-01 | $1.7 | $8.9 | 518% | 36 | 141 | 392% |
| 2014-04-01 | $1.4 | $9.2 | 637% | 31 | 146 | 471% |
| 2013-04-01 | $1.2 | $9.5 | 801% | 28 | 149 | 532% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IN, AL-07/13/2023, AZ-03/31/2014, CA-07/28/2004, CO-03/30/2012, CT-12/01/2019, DC-03/25/2023, FL-03/17/2006, GA-08/04/2015, IA-03/18/2022, IL-08/07/2009, IN-03/17/2006, KY-01/05/2007, LA-06/13/2007, MA-11/01/2016, MD-09/02/2019, MI-03/31/2011, MN-03/19/2018, MO-08/07/2014, MT-07/13/2023, NC-07/23/2018, NH-09/12/2017, NJ-04/06/2018, NM-02/03/2025, NV-10/01/2020, NY-05/21/2008, OH-03/17/2006, OR-03/28/2024, PA-08/07/2014, SC-01/07/2019, TN-10/02/2015, TX-01/05/2007, UT-03/19/2018, VA-03/19/2018, WA-08/04/2015, WI-07/02/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV