VALICENTI ADVISORY SERVICES INC

Latest filing: Feb 18, 2025 (119 days ago)
View on IAPD
Adviser Website

AUM

$701,337,902
6% change vs. 1 year ago
17% change vs. 3 years ago
44% change vs. 5 years ago
80% change vs. 10 years ago

Employee Count

11
10% change vs. 1 year ago
10% change vs. 3 years ago
22% change vs. 5 years ago
22% change vs. 10 years ago

Main Office

ELMIRA, NY
400 EAST WATER STREET, ELMIRA, NY, UNITED STATES, 14901-3411

Client AUM

Discretion AUM
Discretionary $0.7
Non-Discretionary $0.0
Total $0.7
Client AUM
Retail $0.6
Pooled $0.0
Institutional $0.1
Total $0.7
Retail Accounts AUM
Individual 358 $0.2
Average Individual AUM $685,666
HNW 512 $0.4
Average HNW AUM $684,900
Retail Total 870 $0.6
Average Retail AUM $685,215

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.7
Retail SMA AUM $0.6
Institutional SMA AUM $0.1
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 2% $0.0
Govt Agency 23% $0.2
Municipal 19% $0.1
Sovereign 0% $0.0
IG Credit 53% $0.4
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 3% $0.0
Other 0% $0.0
Total 100% $0.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VALICENTI INSURANCE SERVICES, INC. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

3 active

Name Title
VALICENTI, JOSEPH, MICHAEL PRESIDENT CEO COO CHAIRMAN OF THE BOARD
ROBERTS, RALPH, HENRY VICE PRESIDENT
NAYLOR, JEFFREY, SCOTT EXECUTIVE VICE PRESIDENT CFO CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

3 active representatives found

Name City State Exams Designations
LOUIS RUIZE ELMIRA NY
JOSEPH VALICENTI ELMIRA NY
JEFFREY NAYLOR ELMIRA NY

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $0.7 $0.0 0% 11 0 0%
2025-04-21 $0.7 $0.0 0% 11 0 0%
2024-04-02 $0.7 $0.0 6% 10 1 10%
2023-04-04 $0.5 $0.2 40% 10 1 10%
2022-04-01 $0.6 $0.1 17% 10 1 10%
2021-04-05 $0.5 $0.2 30% 10 1 10%
2020-04-01 $0.5 $0.2 44% 9 2 22%
2019-04-01 $0.4 $0.3 65% 10 1 10%
2018-04-02 $0.4 $0.3 63% 10 1 10%
2017-04-01 $0.4 $0.3 76% 10 1 10%
2016-04-01 $0.4 $0.3 84% 9 2 22%
2015-04-01 $0.4 $0.3 80% 9 2 22%
2014-04-01 $0.4 $0.3 86% 9 2 22%
2013-04-01 $0.3 $0.4 112% 11 0 0%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AZ-03/27/2013, CA-12/12/2002, FL-12/13/2002, MA-04/14/1994, MD-02/26/2008, NC-12/12/2002, NE-12/21/2012, NH-12/21/2009, NY-04/12/1985, PA-12/12/2002, SC-03/27/2013, TX-08/06/2002, VA-09/20/2021
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV