AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.1 |
| Non-Discretionary | $0.2 |
| Total | $2.3 |
| Client | AUM |
|---|---|
| Retail | $1.9 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $2.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 409 | $0.2 |
| Average Individual AUM | $437,439 | |
| HNW | 459 | $1.7 |
| Average HNW AUM | $3,681,662 | |
| Retail Total | 868 | $1.9 |
| Average Retail AUM | $2,152,990 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.4 |
| NORTHERN TRUST SECURITIES, INC. | CHICAGO-IL-USA | $0.3 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.3 |
| Retail SMA AUM | $1.9 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 49% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.1 |
| Municipal | 5% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 19% | $0.4 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 18% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VALLEY FINANCIAL MANAGEMENT, INC. | $0.0 | broker-dealer | 105387 |
| VALLEY NATIONAL BANCORP | $0.0 | - | |
| VALLEY INSURANCE SERVICES, INC. | $0.0 | - | |
| VALLEY NATIONAL BANK | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| OBRIEN, MICHAEL, JOSEPH | CHIEF COMPLIANCE OFFICER |
| TUSSI, STEVEN, ALI | CHIEF INVESTMENT OFFICER |
| ZAREMSKY, MICHAEL | PRESIDENT, CHAIRMAN OF THE BOARD |
| STIGLIANO, BRIAN, MARK | CHIEF STRATEGY & GROWTH OFFICER |
| GILBERT, COLLYN, BEMENT | DIRECTOR |
| CRANDELL, MITCHELL | DIRECTOR |
| GAWLEY, CHRISTOPHER, JON | GENERAL COUNSEL, CORPORATE SECRETARY |
| VANOVITCH, JOEL | CHIEF OPERATIONS OFFICER |
| MAYO, JAMIE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
38 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOV KATZ | PARAMUS | NJ | S63|2011-05-17|S66|2017-06-26 | ||||||
| THOMAS ALONSO | PARAMUS | NJ | S63|2000-11-17 | CHARTERED FINANCIAL ANALYST | |||||
| JASON CALDERWOOD | PARAMUS | NJ | S63|2006-12-22|S66|2013-08-07 | ||||||
| MARC PERSHAN | PARAMUS | NJ | S63|1989-10-16|S65|1998-08-25 | ||||||
| MARTIN GALE | PARAMUS | NJ | S66|2011-09-20 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| JAMIE CASEY | PARAMUS | NJ | S66|2012-03-29 | ||||||
| BERTA EPELBAUM | PARAMUS | NJ | S66|2005-09-28 | ||||||
| ANTHONY AMARO | PARAMUS | NJ | S66|2013-01-10 | ||||||
| BRYAN BORNSCHEIN | PARAMUS | NJ | S63|2019-06-25|S66|2023-05-31 | ||||||
| MATTHEW GROSSER | PARAMUS | NJ | S65|2016-02-05 | ||||||
| LEANNE POLIZZANO | PARAMUS | NJ | S63|1986-03-24|S65|2012-05-21 | CERTIFIED FINANCIAL PLANNER | |||||
| RISALEE ESPINAL | PARAMUS | NJ | S66|2023-10-25 | ||||||
| DAVID CHESIR | PARAMUS | NJ | S63|2002-08-07|S65|2004-04-01 | ||||||
| CAMILLE MADISON | PARAMUS | NJ | S66|2021-12-01 | ||||||
| DANIEL HAUSCHILD | PARAMUS | NJ | S63|2002-08-21|S66|2003-05-20 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN D'ARCO | PARAMUS | NJ | CHARTERED FINANCIAL ANALYST | ||||||
| SHIRA KETAYI | PARAMUS | NJ | S66|2022-01-10 | ||||||
| KATHLEEN BUSKE | PARAMUS | NJ | S63|1985-11-06 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW POHL | PARAMUS | NJ | S66|2003-06-04 | ||||||
| KEVIN MADRIGAL | PARAMUS | NJ | S66|2018-07-19|S63|2017-02-27 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.3 | $0.0 | 0% | 54 | 0 | 0% |
| 2025-04-21 | $2.3 | $0.0 | 0% | 54 | 0 | 0% |
| 2024-04-02 | $2.2 | $0.1 | 3% | 52 | 2 | 4% |
| 2023-04-04 | $1.8 | $0.5 | 26% | 16 | 38 | 238% |
| 2022-04-01 | $2.1 | $0.2 | 10% | 17 | 37 | 218% |
| 2021-04-05 | $1.9 | $0.4 | 23% | 20 | 34 | 170% |
| 2020-04-01 | $1.9 | $0.4 | 22% | 20 | 34 | 170% |
| 2019-04-01 | $1.5 | $0.8 | 51% | 21 | 33 | 157% |
| 2018-04-02 | $1.5 | $0.8 | 51% | 21 | 33 | 157% |
| 2017-04-01 | $1.3 | $1.0 | 75% | 24 | 30 | 125% |
| 2016-04-01 | $0.9 | $1.4 | 147% | 18 | 36 | 200% |
| 2015-04-01 | $0.9 | $1.4 | 154% | 12 | 42 | 350% |
| 2014-04-01 | $0.8 | $1.5 | 184% | 12 | 42 | 350% |
| 2013-04-01 | $0.7 | $1.6 | 238% | 12 | 42 | 350% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, AL-07/28/2017, CA-04/08/2015, CO-03/05/2021, CT-09/22/2008, DE-05/02/2017, FL-12/26/2012, GA-06/29/2016, IL-07/24/2023, KY-07/25/2017, LA-06/03/2013, MA-04/28/2016, MD-08/13/2021, MI-09/18/2014, NC-06/03/2013, NH-06/03/2013, NJ-09/06/1990, NV-06/29/2016, NY-11/20/1998, OH-04/01/2016, PA-02/04/2008, SC-04/28/2016, TX-06/03/2013, VA-07/11/2017, VT-07/07/2023, WI-06/03/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV