AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 167 | $0.1 |
| Average Individual AUM | $309,546 | |
| HNW | 34 | $0.1 |
| Average HNW AUM | $1,575,756 | |
| Retail Total | 201 | $0.1 |
| Average Retail AUM | $523,730 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 29% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 9% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 50% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 12% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PHILLIP CONNORS | ORLANDO | FL | S66|2013-09-05 | ||||||
| SCOTT TAYLOR | ORLANDO | FL | S63|1984-04-02|S66|2013-05-03 | ||||||
| WILLIAM MASON | ORLANDO | FL | S63|1982-04-06 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM CONNORS | ORLANDO | FL | S63|1991-10-09|S66|2012-10-19 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 0% | 4 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | 5% | 4 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | 2% | 4 | 0 | 0% |
| 2021-04-05 | $0.1 | $0.0 | 3% | 5 | -1 | -20% |
| 2020-04-01 | $0.1 | $0.0 | 2% | 5 | -1 | -20% |
| 2019-04-01 | $0.1 | $0.0 | 5% | 5 | -1 | -20% |
| 2018-04-02 | $0.1 | $0.0 | -4% | 5 | -1 | -20% |
| 2017-04-01 | $0.1 | $0.0 | 5% | 5 | -1 | -20% |
| 2016-04-01 | $0.1 | $0.0 | 5% | 5 | -1 | -20% |
| 2015-04-01 | $0.1 | $0.0 | -10% | 5 | -1 | -20% |
| 2014-04-01 | $0.1 | $0.0 | -18% | 5 | -1 | -20% |
| 2013-04-01 | $0.1 | $0.0 | -25% | 5 | -1 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| FL, CO-01/01/1999, FL-08/18/2022, LA-03/27/2020, NE-03/27/2020, TX-03/27/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV