AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 479 | $0.1 |
| Average Individual AUM | $217,676 | |
| HNW | 66 | $0.2 |
| Average HNW AUM | $3,308,164 | |
| Retail Total | 545 | $0.3 |
| Average Retail AUM | $591,937 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
| RBC CAPITAL MARKETS, LLC | GOLDEN VALLEY-MN-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 57% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 40% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VAN CLEMENS INSURANCE ASSOCIATES LLC | $0.0 | - | |
| VAN CLEMENS & CO. INCORPORATED | $0.0 | broker-dealer | 6914 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BASIL JOSEPH | MINNEAPOLIS | MN | S63|1985-08-21|S65|2017-12-30 | ||||||
| ALAN MARKHAM | MINNEAPOLIS | MN | S66|2020-05-04 | ||||||
| GREGORY GRUNSTED | MINNEAPOLIS | MN | S63|1991-07-19|S65|2022-11-05 | ||||||
| JOSHUA ROSS | MINNEAPOLIS | MN | S66|2023-01-09 | ||||||
| BRENDAN O'ROURKE | MINNEAPOLIS | MN | S65|2015-09-01|S63|2015-06-01 | CERTIFIED FINANCIAL PLANNER | |||||
| JEFFREY MAHONEY | MINNEAPOLIS | MN | S66|2007-06-13 | CERTIFIED FINANCIAL PLANNER | |||||
| ALLISON CLINE | MINNEAPOLIS | MN | S63|2017-12-20 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| PAUL REIMER | MINNEAPOLIS | MN | S65|2019-12-05 | ||||||
| BENJAMIN CLINE | MINNEAPOLIS | MN | S66|2023-11-06 | ||||||
| SYDNEY BRISCO | MINNEAPOLIS | MN | S66|2023-09-27 | ||||||
| STEPHEN PASCOE | MINNEAPOLIS | MN | S63|2015-05-05|S65|2023-08-10 | ||||||
| RYAN SHERWOOD | MINNEAPOLIS | MN | S66|2002-01-03 | ||||||
| ROBERT LONG | MINNEAPOLIS | MN | S63|1989-02-08|S65|2006-04-29 | ||||||
| JOSEPH GODFREY | MINNEAPOLIS | MN | S63|1998-07-21|S65|1999-03-27 | ||||||
| TIMOTHY CLARKSON | MINNEAPOLIS | MN | S63|1981-02-23|S66|2022-12-01 | ||||||
| ANDREW KNUTSON | MINNEAPOLIS | MN | S63|2017-03-07 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 20 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 20 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MN, CA-04/12/2024, CO-04/12/2024, IA-04/12/2024, IN-04/12/2024, MA-08/19/2024, MD-05/06/2024, MN-04/12/2024, ND-04/12/2024, NE-02/11/2025, SD-04/12/2024, TX-01/02/2025, WA-04/12/2024, WI-04/12/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV