VELA INVESTMENT MANAGEMENT, LLC
Latest filing: May 08, 2025 (69 days ago)
AUM
$486,248,768
22% change vs. 1 year ago
90% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
29
16% change vs. 1 year ago
93% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW ALBANY, OH
220 MARKET STREET SUITE 208, NEW ALBANY, OH, UNITED STATES, 43054
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.3 |
| Institutional | $0.1 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 56 | $0.0 |
| Average Individual AUM | $113,940 | |
| HNW | 94 | $0.1 |
| Average HNW AUM | $1,232,480 | |
| Retail Total | 150 | $0.1 |
| Average Retail AUM | $814,892 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 32% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| DILLON, RODERICK, HADLEY | MEMBER, CEO, CIO & PORTFOLIO MANAGER |
| JOB, JASON, RICHARD | MEMBER, CFO & PORTFOLIO MANAGER |
| WESOLEK, LISA, MARIE | MEMBER, PRESIDENT & COO |
| DOWNEY, JASON | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| MURPHY, ROBERT, MULHOLAND | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| SHARPE, ROBERT, CRAIG | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| HUBBARD, JEANNETTE, MCDONALD | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| MCCONNELL, JULIA, ANNE | MEMBER, MARKETING & COMMUNICATIONS DIRECTOR |
| SCHNEIDER, KYLE, LYNDON | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| LENNOX, THOMAS | MEMBER, CLIENT DEVELOPMENT |
| LANGLEY, BEVERLY, JEAN | CHIEF COMPLIANCE OFFICER |
| KOCI, ROBERT, WILLIAM CHAS | MEMBER, HEAD TRADER |
| RINKER, NICHOLAS | MEMBER, PORTFOLIO MANAGER & RESEARCH ANALYST |
| STEIGER, SHAUN | MEMBER, RESEARCH ANALYST |
| BRINICH, CHRISTOPHER | MEMBER, RESEARCH ANALYST |
| MADISON, STACEY, LYNN | MEMBER, OPERATIONS MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RODERICK DILLON | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| SHAUN STEIGER | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT SHARPE | NEW ALBANY | OH | S66|2013-10-03 | ||||||
| JASON JOB | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT MURPHY | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTOPHER BRINICH | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| NICHOLAS RINKER | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| JASON DOWNEY | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| THOMAS LENNOX | NEW ALBANY | OH | S65|2023-10-09 | ||||||
| BRIAN HILDERBRAND | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
| JEANNETTE HUBBARD | NEW ALBANY | OH | S63|2001-12-14 | CHARTERED FINANCIAL ANALYST | |||||
| KYLE SCHNEIDER | NEW ALBANY | OH | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 29 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 29 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 22% | 25 | 4 | 16% |
| 2023-04-04 | $0.4 | $0.1 | 37% | 24 | 5 | 21% |
| 2022-04-01 | $0.3 | $0.2 | 90% | 15 | 14 | 93% |
| 2021-04-05 | $0.1 | $0.4 | 261% | 15 | 14 | 93% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, CA-03/04/2024, CO-07/15/2020, FL-07/15/2020, GA-04/20/2021, OH-07/15/2020, TX-07/01/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV