VENTURA WEALTH MANAGEMENT
Latest filing: Mar 26, 2025 (90 days ago)
AUM
$599,560,756
16% change vs. 1 year ago
16% change vs. 3 years ago
112% change vs. 5 years ago
216% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
0% change vs. 3 years ago
12% change vs. 5 years ago
12% change vs. 10 years ago
Main Office
YARDLEY, PA
820 TOWNSHIP LINE ROAD, YARDLEY, PA, UNITED STATES, 19067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 363 | $0.1 |
| Average Individual AUM | $276,769 | |
| HNW | 145 | $0.5 |
| Average HNW AUM | $3,122,890 | |
| Retail Total | 508 | $0.6 |
| Average Retail AUM | $1,089,146 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.3 |
| CHARLES SCHWAB & CO., INC. | OMAHA-NE-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 71% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 20% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VENTURA WEALTH INSURANCE SERVICES, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NICHOLAS VENTURA | YARDLEY | PA | S63|1981-05-18|S65|1992-05-06 | CERTIFIED FINANCIAL PLANNER | |||||
| MORGAN DOWNS | YARDLEY | PA | S63|2017-12-13|S65|2019-12-11 | ||||||
| DANIEL MCELWEE | YARDLEY | PA | S66|2008-09-26 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM PURDY | YARDLEY | PA | S66|2016-06-06 | CERTIFIED FINANCIAL PLANNER | |||||
| THOMAS CAHILL | YARDLEY | PA | S63|1994-10-24|S65|1994-11-09 | ||||||
| FAYE HART | YARDLEY | PA | S63|1996-11-25|S66|2000-10-17 | ||||||
| ROGER KLEIN | YARDLEY | PA | |||||||
| GERALD FIESS | YARDLEY | PA | S65|2021-06-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 16% | 9 | 0 | 0% |
| 2023-04-04 | $0.4 | $0.2 | 35% | 9 | 0 | 0% |
| 2022-04-01 | $0.5 | $0.1 | 16% | 9 | 0 | 0% |
| 2021-04-05 | $0.4 | $0.2 | 64% | 8 | 1 | 12% |
| 2020-04-01 | $0.3 | $0.3 | 112% | 8 | 1 | 12% |
| 2019-04-01 | $0.2 | $0.4 | 161% | 7 | 2 | 29% |
| 2018-04-02 | $0.2 | $0.4 | 149% | 8 | 1 | 12% |
| 2017-04-01 | $0.2 | $0.4 | 206% | 8 | 1 | 12% |
| 2016-04-01 | $0.2 | $0.4 | 207% | 8 | 1 | 12% |
| 2015-04-01 | $0.2 | $0.4 | 216% | 8 | 1 | 12% |
| 2014-04-01 | $0.2 | $0.4 | 253% | 5 | 4 | 80% |
| 2013-04-01 | $0.2 | $0.4 | 275% | 5 | 4 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, CA-04/12/2010, CT-02/16/2024, FL-03/27/2019, GA-02/16/2024, MA-02/16/2024, MD-02/16/2024, NC-03/27/2019, NJ-02/22/2010, NY-03/26/2025, PA-04/12/2010, SC-03/26/2025, TN-02/16/2024, TX-04/12/2010, VA-02/16/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV