VERIS WEALTH PARTNERS, LLC
Latest filing: May 30, 2025 (73 days ago)
AUM
$2,259,771,653
12% change vs. 1 year ago
6% change vs. 3 years ago
50% change vs. 5 years ago
226% change vs. 10 years ago
Employee Count
31
7% change vs. 1 year ago
29% change vs. 3 years ago
41% change vs. 5 years ago
55% change vs. 10 years ago
Main Office
OAKLAND, CA
1111 BROADWAY, OAKLAND, CA, UNITED STATES, 94607
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.1 |
| Non-Discretionary | $0.2 |
| Total | $2.3 |
| Client | AUM |
|---|---|
| Retail | $1.9 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $2.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 75 | $0.0 |
| Average Individual AUM | $249,827 | |
| HNW | 233 | $1.9 |
| Average HNW AUM | $8,020,966 | |
| Retail Total | 308 | $1.9 |
| Average Retail AUM | $6,128,643 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY DISTRIBUTORS COMPANY LLC | COVINGTON-KY-USA | $1.2 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.3 |
| Retail SMA AUM | $1.9 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $1.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 19% | $0.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 9% | $0.2 |
| Other Pools | 10% | $0.2 |
| Cash | 6% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VERIS GLOBAL SUSTAINABILITY MANAGEMENT, LLC | $0.0 | 314355 | |
| RICHARD L. CHEN | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| LENT, MICHAEL | CHIEF FINANCIAL OFFICER & CHIEF INVESTMENT OFFICER |
| DAVIS, NICOLE, MARIKO | SENIOR WEALTH MANAGER |
| CHOI, LORI, KIM | SENIOR WEALTH MANAGER |
| RUPP, STEPHANIE, COHN | CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER |
| CHEN, RICHARD, LEEWAY | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER |
| PYOTT, ALISON, LYN | CHIEF CLIENT SERVICES OFFICER |
| KUCER, SHERYL | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIMOTHY KINGSBURY | SAN FRANCISCO | CA | S65|2016-12-27 | CERTIFIED FINANCIAL PLANNER | |||||
| JANE SWAN | SAN FRANCISCO | CA | CHARTERED FINANCIAL ANALYST | ||||||
| LORI CHOI | SAN FRANCISCO | CA | CHARTERED FINANCIAL ANALYST | ||||||
| ALISON PYOTT | SAN FRANCISCO | CA | S63|2004-10-12|S65|2007-12-04 | CERTIFIED FINANCIAL PLANNER | |||||
| LEAH BEATTIE | SAN FRANCISCO | CA | S63|2004-11-08|S65|2004-11-24 | ||||||
| ELENA LADYGINA | SAN FRANCISCO | CA | S66|2006-02-24 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL LENT | SAN FRANCISCO | CA | S63|1993-11-29|S65|2000-07-24 | ||||||
| RICHARD CHEN | SAN FRANCISCO | CA | S65|2019-02-11 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.3 | $0.0 | 0% | 31 | 0 | 0% |
| 2025-04-21 | $2.3 | $0.0 | 0% | 31 | 0 | 0% |
| 2024-04-02 | $2.0 | $0.2 | 12% | 29 | 2 | 7% |
| 2023-04-04 | $1.8 | $0.5 | 26% | 25 | 6 | 24% |
| 2022-04-01 | $2.1 | $0.1 | 6% | 24 | 7 | 29% |
| 2021-04-05 | $1.7 | $0.6 | 34% | 22 | 9 | 41% |
| 2020-04-01 | $1.5 | $0.8 | 50% | 22 | 9 | 41% |
| 2019-04-01 | $1.1 | $1.1 | 99% | 17 | 14 | 82% |
| 2018-04-02 | $1.1 | $1.2 | 113% | 20 | 11 | 55% |
| 2017-04-01 | $1.0 | $1.3 | 136% | 21 | 10 | 48% |
| 2016-04-01 | $0.8 | $1.5 | 182% | 20 | 11 | 55% |
| 2015-04-01 | $0.7 | $1.6 | 226% | 20 | 11 | 55% |
| 2014-04-01 | $0.7 | $1.6 | 240% | 17 | 14 | 82% |
| 2013-04-01 | $0.5 | $1.7 | 331% | 15 | 16 | 107% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-06/08/2007, CO-07/03/2014, DC-06/08/2007, FL-06/08/2007, LA-09/04/2020, MA-06/08/2007, MD-06/08/2007, ME-12/22/2008, NH-06/08/2007, NJ-06/08/2007, NY-06/08/2007, OR-03/27/2017, PA-06/08/2007, TX-06/08/2007, VT-06/08/2007 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV