AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.1 |
| Institutional | $0.3 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 141 | $0.0 |
| Average Individual AUM | $330,306 | |
| HNW | 262 | $0.8 |
| Average HNW AUM | $3,185,856 | |
| Retail Total | 403 | $0.9 |
| Average Retail AUM | $2,186,768 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | DALLAS-TX-USA | $1.0 |
| CHARLES SCHWAB & CO., INC. | DALLAS-TX-USA | $0.1 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DALLAS-TX-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 82% | $1.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 13% | $0.2 |
| Other | 0% | $0.0 |
| Total | 99% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AVALON WALLACE INVESTMENT MANAGEMENT, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
6 active
| Name | Title |
|---|---|
| WALLACE, SCOTT, TREVOR | PRESIDENT/SECRETARY |
| CRENSHAW, JONATHON, CASEY HOPKINS | SHAREHOLDER |
| THOMASON, CHRISTOPHER, LEE | VICE PRESIDENT |
| ESTESS, BLAKE, HENRY | CHIEF COMPLIANCE OFFICER |
| ROSENTHAL, WILLIAM, E. | SHAREHOLDER |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SCOTT WALLACE | DALLAS | TX | S65|2002-02-21 | ||||||
| ELIZABETH ROBISON | DALLAS | TX | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTOPHER THOMASON | DALLAS | TX | S66|2001-09-24 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $1.4 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $1.2 | $0.2 | 14% | 6 | 1 | 17% |
| 2023-04-04 | $1.1 | $0.3 | 28% | 7 | 0 | 0% |
| 2022-04-01 | $1.1 | $0.3 | 28% | 7 | 0 | 0% |
| 2021-04-05 | $0.9 | $0.4 | 44% | 7 | 0 | 0% |
| 2020-04-01 | $1.0 | $0.4 | 39% | 7 | 0 | 0% |
| 2019-04-01 | $1.0 | $0.4 | 42% | 9 | -2 | -22% |
| 2018-04-02 | $1.0 | $0.4 | 42% | 9 | -2 | -22% |
| 2017-04-01 | $0.9 | $0.5 | 58% | 8 | -1 | -12% |
| 2016-04-01 | $0.9 | $0.5 | 53% | 7 | 0 | 0% |
| 2015-04-01 | $0.8 | $0.5 | 64% | 7 | 0 | 0% |
| 2014-04-01 | $0.7 | $0.7 | 105% | 6 | 1 | 17% |
| 2013-04-01 | $0.2 | $1.1 | 539% | 5 | 2 | 40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, CA-03/28/2024, CO-03/28/2024, FL-02/10/2021, LA-02/10/2021, TX-02/10/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV