AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 32 | $0.0 |
| Average Individual AUM | $314,491 | |
| HNW | 96 | $0.9 |
| Average HNW AUM | $9,790,362 | |
| Retail Total | 128 | $0.9 |
| Average Retail AUM | $7,421,394 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. ADVISOR SERVICES | SAN FRANCISCO-CA-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 30% | $0.3 |
| Municipal | 17% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 42% | $0.4 |
| Other Pools | 1% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| EVAN KENNEDY | MINNEAPOLIS | MN | S65|2023-09-01 | ||||||
| JON KENNEDY | MINNEAPOLIS | MN | S63|2004-11-23 | CERTIFIED FINANCIAL PLANNER | |||||
| MARK PLETTS | MINNEAPOLIS | MN | S63|1994-11-28|S65|2013-12-10 | ||||||
| MADELINE LONGO | MINNEAPOLIS | MN | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID BARATTA | MINNEAPOLIS | MN | S65|2006-01-31 | ||||||
| BRANDON AGNEBERG | MINNEAPOLIS | MN | S63|2011-07-24|S65|2021-11-23 | CERTIFIED FINANCIAL PLANNER | |||||
| NANCY HUGHES | MINNEAPOLIS | MN | S63|1992-09-24|S65|1996-01-11 | CERTIFIED FINANCIAL PLANNER | |||||
| COLIN WATKINS | MINNEAPOLIS | MN | S66|2014-07-14 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MN, AZ-12/06/2018, CA-03/23/2020, MN-09/25/2017, NH-02/21/2023, TX-12/06/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV