WHITE OAK GLOBAL ADVISORS, LLC
Latest filing: Mar 28, 2025 (95 days ago)
AUM
$5,415,681,231
-13% change vs. 1 year ago
-23% change vs. 3 years ago
-14% change vs. 5 years ago
249% change vs. 10 years ago
Employee Count
63
-18% change vs. 1 year ago
15% change vs. 3 years ago
-24% change vs. 5 years ago
31% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
3 EMBARCADERO CENTER, SAN FRANCISCO, CA, UNITED STATES, 94111-4048
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $5.4 |
| Non-Discretionary | $0.0 |
| Total | $5.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $5.1 |
| Institutional | $0.3 |
| Total | $5.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST | TEMPE-AZ-USA | $0.1 |
| THE BANK OF NEW YORK MELLON CORPORATION | EVERETT-MA-USA | $0.1 |
| THE BANK OF NEW YORK MELLON CORPORATION | PITTSBURGH-PA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 99% | $0.3 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WHITE OAK ABL, LLC | $0.0 | - | |
| WHITE OAK PARTNERS 2, LLC | $0.0 | - | |
| WHITE OAK PARTNERS 4, S.À R.L. | $0.0 | - | |
| WHITE OAK PARTNERS, LLC | $0.0 | - | |
| WHITE OAK CREDIT SERVICES, LLC | $0.0 | - | |
| WHITE OAK PARTNERS V (LUXEMBOURG), S.À R.L. | $0.0 | - | |
| WHITE OAK PARTNERS V, S.À R.L. | $0.0 | - | |
| WHITE OAK TRADE FINANCE II, LLC | $0.0 | - | |
| WHITE OAK PARTNERS IMPACT, SARL | $0.0 | - | |
| WHITE OAK BESPOKE INCOME FUND GP, LLC | $0.0 | - | |
| WHITE OAK MERCHANT PARTNERS LLC | $0.0 | broker-dealer | 140142 |
| WHITE OAK TRADE FINANCE, LLC | $0.0 | - | |
| WHITE OAK AVIATION MANAGEMENT SERVICES (US), LLC | $0.0 | - | |
| WHITE OAK SPECIALIZED ABL PARTNERS, LLC | $0.0 | - | |
| WHITE OAK EQUIPMENT FINANCE 1, LLC | $0.0 | - | |
| WHITE OAK COMMERCIAL FINANCE (EUROPE) | $0.0 | - | |
| WHITE OAK REAL ESTATE CAPITAL 1, LLC | $0.0 | - | |
| WHITE OAK UK | $0.0 | - | |
| WHITE OAK PARTNERS 3, LLC | $0.0 | - | |
| FINACITY CORPORATION | $0.0 | - | |
| WHITE OAK HEALTHCARE FINANCE, LLC | $0.0 | - | |
| WHITE OAK COMMERCIAL FINANCE, LLC | $0.0 | - | |
| WHITE OAK PARTNERS V, LLC | $0.0 | - | |
| WHITE OAK PARTNERS STABL, SARL | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| HAKKAK, ANDRE, AMIN | MANAGING PARTNER & ELECTED MEMBER, MANAGING MEMBER |
| MCKEE, BARBARA, JEAN SCHASSAR | MANAGING PARTNER & ELECTED MEMBER |
| MOZAFFARIAN, DARIUS, JOSEPH | PARTNER |
| BEATTY, JOHN, TROY | GENERAL COUNSEL |
| HACKETT, DAVID, BRUCE | PARTNER |
| HANNETT, CELINE, MARIA | CHIEF FINANCIAL OFFICER |
| GOODWIN, TIMOTHY, PATRICK | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $5.4 | $0.0 | 0% | 63 | 0 | 0% |
| 2025-04-21 | $5.4 | $0.0 | 0% | 63 | 0 | 0% |
| 2024-04-02 | $6.2 | -$0.8 | -13% | 77 | -14 | -18% |
| 2023-04-04 | $6.4 | -$0.9 | -15% | 51 | 12 | 24% |
| 2022-04-01 | $7.0 | -$1.6 | -23% | 55 | 8 | 15% |
| 2021-04-05 | $7.0 | -$1.6 | -23% | 48 | 15 | 31% |
| 2020-04-01 | $6.3 | -$0.9 | -14% | 83 | -20 | -24% |
| 2019-04-01 | $5.5 | -$0.1 | -1% | 79 | -16 | -20% |
| 2018-04-02 | $3.6 | $1.8 | 49% | 74 | -11 | -15% |
| 2017-04-01 | $2.9 | $2.5 | 87% | 69 | -6 | -9% |
| 2016-04-01 | $2.3 | $3.1 | 138% | 56 | 7 | 12% |
| 2015-04-01 | $1.6 | $3.9 | 249% | 48 | 15 | 31% |
| 2014-04-01 | $1.1 | $4.3 | 388% | 39 | 24 | 62% |
| 2013-04-01 | $0.8 | $4.6 | 581% | 29 | 34 | 117% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-08/11/2009, FL-03/31/2021, IL-04/11/2017, NY-01/31/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV