WILLIAMS JONES WEALTH MANAGEMENT, LLC
Latest filing: Apr 29, 2025 (52 days ago)
AUM
$11,618,864,682
10% change vs. 1 year ago
6% change vs. 3 years ago
42% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
50
11% change vs. 1 year ago
35% change vs. 3 years ago
25% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
717 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $11.6 |
| Non-Discretionary | $0.1 |
| Total | $11.6 |
| Client | AUM |
|---|---|
| Retail | $10.3 |
| Pooled | $0.0 |
| Institutional | $1.3 |
| Total | $11.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 175 | $0.1 |
| Average Individual AUM | $663,935 | |
| HNW | 1,285 | $10.2 |
| Average HNW AUM | $7,920,520 | |
| Retail Total | 1,460 | $10.3 |
| Average Retail AUM | $7,050,724 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.8 |
| FNZ TRUST COMPANY | BOSTON-MA-USA | $2.6 |
| FIDUCIARY TRUST INTERNATIONAL | SAINT PETERSBURG-FL-USA | $1.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $11.6 |
| Retail SMA AUM | $10.3 |
| Institutional SMA AUM | $1.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 71% | $8.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $0.7 |
| Municipal | 14% | $1.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.6 |
| Other | 1% | $0.1 |
| Total | 100% | $11.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CORNERSTONE WEALTH GROUP, LLC | $2.1 | 289971 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| SCHWEON, JEFF | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, PARTNER |
| JONES, JR., WILLIAM, PICKERING | CHAIRMAN, PARTNER |
| EAGER, JOHN, JOSEPH | PRESIDENT, TREASURER AND PARTNER |
| TARMY, BARBARA, ANN | PARTNER |
| LE, HOA, VAN | CHIEF OPERATIONS OFFICER, PARTNER |
ADVDB.CO • SOURCE: SEC
Representatives
20 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRANDON REID | NEW YORK | NY | S63|2009-11-24|S65|1992-01-30 | CHARTERED FINANCIAL ANALYST | |||||
| MAUREEN TOMPKINS | NEW YORK | NY | |||||||
| EMILY SMITH | NEW YORK | NY | |||||||
| KYLE EAGER | NEW YORK | NY | S63|2014-12-17|S65|2016-10-10 | ||||||
| JOHN REECE | NEW YORK | NY | S66|2012-09-28 | CHARTERED FINANCIAL ANALYST | |||||
| JOHN EAGER | NEW YORK | NY | |||||||
| J. KELLY | NEW YORK | NY | S63|2001-02-07|S65|1995-08-21 | ||||||
| THOMAS MACCOWATT | NEW YORK | NY | S65|1995-01-10 | CHARTERED FINANCIAL ANALYST | |||||
| THOMAS GILLORAN | NEW YORK | NY | S63|2011-08-22 | ||||||
| WILLIAM JONES, JR. | NEW YORK | NY | |||||||
| SIDNEY GOUDIE | NEW YORK | NY | CHARTERED FINANCIAL ANALYST | ||||||
| MALCOLM MACPHERSON | NEW YORK | NY | S65|1994-10-13 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID ROSENFELD | NEW YORK | NY | |||||||
| NANCY KOKOLJ | NEW YORK | NY | S63|1985-12-12 | ||||||
| DAVID GOLDBERGER | NEW YORK | NY | S66|2017-05-24 | CERTIFIED FINANCIAL PLANNER | |||||
| BARBARA TARMY | NEW YORK | NY | S63|2007-10-11 | ||||||
| KAREN MA | NEW YORK | NY | |||||||
| JOSEPH GHIO | NEW YORK | NY | S65|2015-12-17 | ||||||
| SANDRA SALAS | NEW YORK | NY | S63|2011-01-19 | ||||||
| TIMOTHY GEORGEN | NEW YORK | NY | S63|2016-08-22|S65|2022-05-31 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $11.6 | $0.0 | 0% | 50 | 0 | 0% |
| 2025-04-21 | $11.6 | $0.0 | 0% | 50 | 0 | 0% |
| 2024-04-02 | $10.6 | $1.1 | 10% | 45 | 5 | 11% |
| 2023-04-04 | $9.3 | $2.3 | 25% | 43 | 7 | 16% |
| 2022-04-01 | $11.0 | $0.7 | 6% | 37 | 13 | 35% |
| 2021-04-05 | $9.3 | $2.3 | 24% | 42 | 8 | 19% |
| 2020-04-01 | $8.2 | $3.5 | 42% | 40 | 10 | 25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AL-07/22/2019, AZ-07/22/2019, CA-07/22/2019, CO-07/22/2019, CT-07/22/2019, DC-07/22/2019, DE-07/22/2019, FL-07/22/2019, GA-07/22/2019, HI-03/20/2025, ID-07/22/2019, IL-07/29/2019, IN-07/21/2023, LA-07/22/2019, MA-07/22/2019, MD-07/22/2019, ME-07/22/2019, MI-07/22/2019, MN-07/22/2019, MO-07/22/2019, MT-07/22/2019, NC-07/22/2019, NH-07/22/2019, NJ-07/23/2019, NM-07/22/2019, NV-07/22/2019, NY-07/22/2019, OH-07/22/2019, OR-07/22/2019, PA-07/22/2019, PR-03/20/2025, RI-07/22/2019, SC-07/22/2019, TN-07/22/2019, TX-07/22/2019, UT-11/18/2020, VA-07/22/2019, VT-07/22/2019, WA-07/22/2019, WI-07/22/2019, WY-07/22/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV