WINDWARD CAPITAL MANAGEMENT CO

Latest filing: Mar 25, 2025 (99 days ago)
View on IAPD
Adviser Website

AUM

$1,326,123,739
12% change vs. 1 year ago
9% change vs. 3 years ago
36% change vs. 5 years ago
249% change vs. 10 years ago

Employee Count

8
-11% change vs. 1 year ago
-33% change vs. 3 years ago
-33% change vs. 5 years ago
-27% change vs. 10 years ago

Main Office

LOS ANGELES, CA
11111 SANTA MONICA BOULEVARD, LOS ANGELES, CA, UNITED STATES, 90025

Client AUM

Discretion AUM
Discretionary $1.3
Non-Discretionary $0.0
Total $1.3
Client AUM
Retail $1.2
Pooled $0.0
Institutional $0.1
Total $1.3
Retail Accounts AUM
Individual 32 $0.0
Average Individual AUM $586,676
HNW 79 $1.2
Average HNW AUM $15,040,212
Retail Total 111 $1.2
Average Retail AUM $10,873,427

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $0.7
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.3
Retail SMA AUM $1.2
Institutional SMA AUM $0.1
Asset Class % AUM
Equity Exch 95% $1.3
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 1% $0.0
Other 1% $0.0
Total 100% $1.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
S.L. REED & COMPANY $0.0 broker-dealer 40744

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
BESSLER, DONALD, ROBERT CIO
KILPO, KENNETH, GLEN DIRECTOR
ROBILLARD, JOSEPH, COLIN PRESIDENT, PRESIDENT
FARRALES, VINA AILEEN, FERIA CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

5 active representatives found

Name City State Exams Designations
JOSEPH ROBILLARD LOS ANGELES CA S66|2011-02-22|S65|2023-08-24
DONALD BESSLER LOS ANGELES CA S63|1993-04-12|S65|1993-03-26|S66|2011-12-16
ROBERT NICHOLS LOS ANGELES CA S63|1995-11-30|S65|1995-11-30
KENNETH KILPO LOS ANGELES CA S63|1994-09-23|S65|1998-09-16
SHANNON KERBER LOS ANGELES CA S63|2018-11-10|S66|2019-07-11

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $1.3 $0.0 0% 8 0 0%
2025-04-21 $1.3 $0.0 0% 8 0 0%
2024-04-02 $1.2 $0.1 12% 9 -1 -11%
2023-04-04 $0.9 $0.4 41% 12 -4 -33%
2022-04-01 $1.2 $0.1 9% 12 -4 -33%
2021-04-05 $1.0 $0.3 33% 12 -4 -33%
2020-04-01 $1.0 $0.4 36% 12 -4 -33%
2019-04-01 $0.7 $0.6 90% 13 -5 -38%
2018-04-02 $0.8 $0.6 77% 13 -5 -38%
2017-04-01 $0.6 $0.8 139% 11 -3 -27%
2016-04-01 $0.5 $0.8 163% 11 -3 -27%
2015-04-01 $0.4 $0.9 249% 11 -3 -27%
2014-04-01 $0.3 $1.0 347% 11 -3 -27%
2013-04-01 $0.2 $1.1 431% 11 -3 -27%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AZ-07/18/2024, CA-01/01/1996, TX-07/12/2012, WA-05/09/1996
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV