ZACKS INVESTMENT MANAGEMENT, INC.
Latest filing: May 29, 2025 (32 days ago)
AUM
$12,414,372,511
48% change vs. 1 year ago
100% change vs. 3 years ago
150% change vs. 5 years ago
260% change vs. 10 years ago
Employee Count
122
7% change vs. 1 year ago
27% change vs. 3 years ago
16% change vs. 5 years ago
56% change vs. 10 years ago
Main Office
CHICAGO, IL
101 N. WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $12.4 |
| Non-Discretionary | $0.0 |
| Total | $12.4 |
| Client | AUM |
|---|---|
| Retail | $4.0 |
| Pooled | $0.6 |
| Institutional | $7.9 |
| Total | $12.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,072 | $0.9 |
| Average Individual AUM | $441,336 | |
| HNW | 1,246 | $3.1 |
| Average HNW AUM | $2,454,199 | |
| Retail Total | 3,318 | $4.0 |
| Average Retail AUM | $1,197,221 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.4 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $2.7 |
| LPL FINANCIAL LLC | BOSTON-MA-USA | $1.4 |
| WELLS FARGO SECURITIES, LLC | CHARLOTTE-NC-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $11.9 |
| Retail SMA AUM | $4.0 |
| Institutional SMA AUM | $7.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 95% | $11.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 1% | $0.1 |
| Sovereign | 1% | $0.1 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $11.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ZACKS PANTHER FUND GP, LLC | $0.0 | - | |
| ZACKS INVESTMENT RESEARCH | $0.0 | - | |
| LBMZ SECURITIES, INC. | $0.0 | broker-dealer | 7874 |
| ZACKS & ASSOCIATES LLC | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
70 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES FIVES | CHICAGO | IL | S66|2022-04-30 | ||||||
| KOFFI TOULABOE | CHICAGO | IL | S63|2018-08-10|S65|2018-08-25 | ||||||
| SIYUAN LU | CHICAGO | IL | S66|2017-01-20 | ||||||
| FRANK LANZA | CHICAGO | IL | S65|2008-02-08 | ||||||
| BRIAN LANGENKAMP | CHICAGO | IL | S63|1997-06-10|S65|1997-06-19 | ||||||
| CHRISTIAN WHITTEMORE | CHICAGO | IL | S66|2000-09-29 | ||||||
| HERBERT BROWN | CHICAGO | IL | S63|2003-12-02|S65|1998-10-21 | ||||||
| JARED NAPPER | CHICAGO | IL | S63|2016-01-25|S65|2019-06-13 | ||||||
| LAWRENCE ZERG | CHICAGO | IL | S63|1986-10-22 | ||||||
| DAVID MEYERS | CHICAGO | IL | S65|2015-05-20 | ||||||
| MITCHELL CONLEY | CHICAGO | IL | S65|2018-10-26|S63|2020-03-06 | ||||||
| STEPHEN PHILIP | CHICAGO | IL | S63|2003-05-12|S65|2016-05-25 | ||||||
| ANDREW MONTGOMERY | CHICAGO | IL | S65|2012-11-14|S63|2023-10-28 | ||||||
| KEVIN ANTOSZ | CHICAGO | IL | S66|2017-11-08 | ||||||
| GEORGE FLUDAS | CHICAGO | IL | S65|2023-08-11 | ||||||
| ELLIOT SALRIN | CHICAGO | IL | S65|2021-06-01 | ||||||
| BRIAN LEVY | CHICAGO | IL | S63|2009-01-05|S65|2016-12-12 | ||||||
| PAUL MANGIARDI | CHICAGO | IL | S63|2012-11-14|S65|2007-06-06 | ||||||
| TRISTON HARLESS | CHICAGO | IL | S66|2021-04-05 | ||||||
| BRADLEY MENDENHALL | CHICAGO | IL | S63|2009-10-26|S65|2020-10-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $12.4 | $0.0 | 0% | 122 | 0 | 0% |
| 2025-04-21 | $10.6 | $1.9 | 18% | 111 | 11 | 10% |
| 2024-04-02 | $8.4 | $4.0 | 48% | 114 | 8 | 7% |
| 2023-04-04 | $7.8 | $4.6 | 59% | 96 | 26 | 27% |
| 2022-04-01 | $6.2 | $6.2 | 100% | 96 | 26 | 27% |
| 2021-04-05 | $4.5 | $7.9 | 174% | 100 | 22 | 22% |
| 2020-04-01 | $5.0 | $7.4 | 150% | 105 | 17 | 16% |
| 2019-04-01 | $4.8 | $7.6 | 160% | 88 | 34 | 39% |
| 2018-04-02 | $4.2 | $8.2 | 195% | 88 | 34 | 39% |
| 2017-04-01 | $3.3 | $9.1 | 272% | 95 | 27 | 28% |
| 2016-04-01 | $4.1 | $8.3 | 199% | 84 | 38 | 45% |
| 2015-04-01 | $3.4 | $9.0 | 260% | 78 | 44 | 56% |
| 2014-04-01 | $2.6 | $9.8 | 371% | 72 | 50 | 69% |
| 2013-04-01 | $2.0 | $10.4 | 528% | 72 | 50 | 69% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-06/30/2006, AL-07/07/2006, AR-08/01/2006, AZ-09/08/2004, CA-09/08/2004, CO-09/08/2004, CT-05/18/2001, DC-07/28/2006, DE-08/09/2006, FL-05/18/2001, GA-09/08/2004, HI-07/28/2006, IA-06/27/2006, ID-07/28/2006, IL-05/18/2001, IN-09/08/2004, KS-07/28/2006, KY-07/28/2006, LA-07/28/2006, MA-09/08/2004, MD-09/08/2004, ME-06/27/2006, MI-09/08/2004, MN-09/14/2004, MO-09/08/2004, MS-07/28/2006, MT-07/28/2006, NC-09/08/2004, ND-07/28/2006, NE-07/28/2006, NH-09/08/2004, NJ-09/21/2004, NM-06/27/2006, NV-09/08/2004, NY-09/08/2004, OH-09/08/2004, OK-07/28/2006, OR-09/08/2004, PA-09/08/2004, PR-07/28/2006, RI-07/28/2006, SC-09/08/2004, SD-08/01/2006, TN-09/09/2004, TX-09/08/2004, UT-09/08/2004, VA-09/08/2004, VT-09/08/2004, WA-09/08/2004, WI-09/08/2004, WV-07/28/2006, WY-05/29/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV