ZEGA FINANCIAL, LLC

Latest filing: Dec 02, 2024 (232 days ago)
View on IAPD
Adviser Website

AUM

$4,548,181,412
74% change vs. 1 year ago
615% change vs. 3 years ago
902% change vs. 5 years ago
1142% change vs. 10 years ago

Employee Count

16
0% change vs. 1 year ago
60% change vs. 3 years ago
167% change vs. 5 years ago
167% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL
3801 PGA BOULEVARD, PALM BEACH GARDENS, FL, UNITED STATES, 33410

Client AUM

Discretion AUM
Discretionary $4.5
Non-Discretionary $0.0
Total $4.5
Client AUM
Retail $0.0
Pooled $4.5
Institutional $0.0
Total $4.5
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. WESTLAKE-TX-USA $0.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

4 active

Name Title
PESTRICHELLI, JOHN, ALEXANDER CEO/ MANAGING DIRECTOR
BROKAW, MICHAEL, MARK MANAGING DIRECTOR OF TRADING
GRANGER, JIM CIO/CHIEF COMPLIANCE OFFICER
MCGRATH, MICHAEL, SEAN CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

9 active representatives found

Name City State Exams Designations
BRETT JOHNSON PALM BEACH GARDENS FL S63|2008-12-29|S66|2012-11-29
KENNETH LUCKINBILL PALM BEACH GARDENS FL S63|1999-06-18|S65|2008-09-18
MICHAEL PUCK PALM BEACH GARDENS FL S66|2010-10-04
JOHN PESTRICHELLI PALM BEACH GARDENS FL S63|1999-11-01|S65|2011-06-17
DEREK MOORE PALM BEACH GARDENS FL S63|1994-07-07|S65|2004-05-28
QUINN BERRY PALM BEACH GARDENS FL S65|2023-12-21
MICHAEL BROKAW PALM BEACH GARDENS FL S63|1996-07-08|S65|2016-12-08
JIM GRANGER PALM BEACH GARDENS FL S65|2022-10-03
JEFFERY PAIZ PALM BEACH GARDENS FL S63|1996-08-12|S66|2007-08-01

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, FL-10/25/2013, IL-10/25/2013, NE-10/25/2013
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV