ZUCKERMAN INVESTMENT GROUP
Latest filing: Mar 28, 2025 (33 days ago)
AUM
$1,899,810,940
23% change vs. 1 year ago
65% change vs. 3 years ago
101% change vs. 5 years ago
133% change vs. 10 years ago
Employee Count
20
11% change vs. 1 year ago
18% change vs. 3 years ago
67% change vs. 5 years ago
33% change vs. 10 years ago
Main Office
CHICAGO, IL
155 NORTH WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.8 |
| Non-Discretionary | $0.1 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $1.7 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 158 | $0.1 |
| Average Individual AUM | $326,004 | |
| HNW | 241 | $1.6 |
| Average HNW AUM | $6,658,730 | |
| Retail Total | 399 | $1.7 |
| Average Retail AUM | $4,151,034 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.6 |
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.4 |
| CIBC NATIONAL TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $1.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 54% | $0.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 7% | $0.1 |
| HY Credit | 12% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 8% | $0.1 |
| Other Pools | 12% | $0.2 |
| Cash | 7% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANA CAHAN | CHICAGO | IL | S65|2023-05-24 | ||||||
| DANIEL ZUCKERMAN | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL FISHERMAN | CHICAGO | IL | S63|2005-01-14|S65|2019-01-29 | ||||||
| WILLIAM ENOCH | CHICAGO | IL | S63|1999-05-26|S65|2019-12-11 | ||||||
| KEITH SCHICKER | CHICAGO | IL | S63|2005-08-18 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $1.9 | $0.0 | 0% | 20 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.4 | 23% | 18 | 2 | 11% |
| 2023-04-04 | $1.3 | $0.6 | 51% | 17 | 3 | 18% |
| 2022-04-01 | $1.2 | $0.7 | 65% | 17 | 3 | 18% |
| 2021-04-05 | $1.0 | $0.9 | 81% | 15 | 5 | 33% |
| 2020-04-01 | $0.9 | $1.0 | 101% | 12 | 8 | 67% |
| 2019-04-01 | $0.8 | $1.1 | 128% | 13 | 7 | 54% |
| 2018-04-02 | $0.8 | $1.1 | 124% | 14 | 6 | 43% |
| 2017-04-01 | $0.8 | $1.1 | 129% | 13 | 7 | 54% |
| 2016-04-01 | $0.8 | $1.1 | 151% | 14 | 6 | 43% |
| 2015-04-01 | $0.8 | $1.1 | 133% | 15 | 5 | 33% |
| 2014-04-01 | $0.8 | $1.1 | 151% | 12 | 8 | 67% |
| 2013-04-01 | $0.5 | $1.4 | 296% | 9 | 11 | 122% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AZ-03/28/2025, CA-04/01/2013, CO-03/28/2024, FL-03/13/2014, IL-01/03/2006, IN-02/10/2015, MI-02/10/2015, MN-03/30/2020, NH-03/24/2016, NY-03/13/2014, TX-03/29/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV