ZURAW FINANCIAL ADVISORS, LLC
Latest filing: Mar 06, 2025 (55 days ago)
AUM
$444,127,224
41% change vs. 1 year ago
44% change vs. 3 years ago
86% change vs. 5 years ago
212% change vs. 10 years ago
Employee Count
3
200% change vs. 1 year ago
50% change vs. 3 years ago
50% change vs. 5 years ago
50% change vs. 10 years ago
Main Office
GREENSBORO, NC
806 GREEN VALLEY ROAD, GREENSBORO, NC, UNITED STATES, 27408
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 86 | $0.0 |
| Average Individual AUM | $296,966 | |
| HNW | 55 | $0.3 |
| Average HNW AUM | $6,182,763 | |
| Retail Total | 141 | $0.4 |
| Average Retail AUM | $2,592,845 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANSCICO-CA-USA | $0.3 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 63% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 10% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 23% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANN ZURAW | GREENSBORO | NC | S63|2005-10-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| LUCY THOMPSON | GREENSBORO | NC | S65|2018-07-24 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $0.4 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 41% | 1 | 2 | 200% |
| 2023-04-04 | $0.3 | $0.2 | 68% | 2 | 1 | 50% |
| 2022-04-01 | $0.3 | $0.1 | 44% | 2 | 1 | 50% |
| 2021-04-05 | $0.3 | $0.2 | 65% | 2 | 1 | 50% |
| 2020-04-01 | $0.2 | $0.2 | 86% | 2 | 1 | 50% |
| 2019-04-01 | $0.2 | $0.3 | 129% | 2 | 1 | 50% |
| 2018-04-02 | $0.2 | $0.3 | 134% | 2 | 1 | 50% |
| 2017-04-01 | $0.2 | $0.3 | 168% | 2 | 1 | 50% |
| 2016-04-01 | $0.1 | $0.3 | 211% | 2 | 1 | 50% |
| 2015-04-01 | $0.1 | $0.3 | 212% | 2 | 1 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, CA-09/24/2014, GA-07/25/2018, LA-01/07/2015, NC-09/24/2014, NE-01/04/2024, SD-01/04/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV